Search for: "FRANK DOE 1-5"
Results 521 - 540
of 1,408
Sorted by Relevance
|
Sort by Date
3 Jan 2013, 12:28 am
1. [read post]
11 May 2022, 9:01 pm
Under Dodd-Frank, Congress determined that the security-based swap markets would benefit from more transparency, both pre-trade and post-trade. [read post]
26 Mar 2013, 7:22 am
Last month, Righthaven finally had its day before the Ninth Circuit when it participated in oral arguments in two of its appeals (audio available here).1 These appeals almost didn’t happen. [read post]
2 Aug 2010, 5:00 am
He has a frank and forthright style — I like him. [read post]
16 Mar 2020, 11:17 am
See 725 ILCS 5/107-2. [read post]
21 Aug 2014, 8:53 am
All of these programs will take place from noon – 1 p.m. [read post]
25 Oct 2014, 5:15 am
It sure as hell does not serve any quest for truth. [read post]
2 Jun 2011, 7:33 am
Reform Act Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act directs the SEC to reward whistleblowers who voluntarily provide “original information” from 10 percent to 30 percent of monetary penalties where the penalties reach over $1 million. [read post]
26 Apr 2007, 6:48 pm
Florida Statutes § 768.28(5). [read post]
16 Feb 2011, 10:00 pm
" Third, I would take this opportunity to define "accredited investor" very broadly, and repeal the Dodd-Frank provisions which make it harder to qualify as an accredited investor. [read post]
26 Jun 2023, 8:56 am
Another 35 had academic attrition below 1%. [read post]
26 Jun 2023, 8:56 am
Another 35 had academic attrition below 1%. [read post]
7 Mar 2022, 9:18 am
Quotes 1. [read post]
24 Mar 2017, 8:46 am
He looked at human wealth, which he noted was stuck at about $1 trillion. [read post]
28 Aug 2012, 11:55 am
“Qualifying private fund” means an issuer that qualifies for the exclusion from the definition of an investment company under one or more of sections 3(c)(1), 3(c)(5), and 3(c)(7) of the Investment Company Act of 1940, as amended (15 U.S.C. 80a-3(c)(1), (5) and (7)).(3) “Retail buyer fund” means a qualifying private fund that is not a venture capital company and that qualifies for the exclusion from the definition of an investment company… [read post]
26 Mar 2024, 9:01 pm
Rec. 5 (2024). [read post]
26 Feb 2010, 10:34 pm
The SRA should allow the Law Society to rate each law school along five criteria, with each criteria having between 1 and 5 stars. [read post]
2 Oct 2007, 3:49 am
[hereinafter AP][4] Id.[5] Id.[6] Id.[7] Id.[8] Id.[9] Reuters, Judge strikes down plea, supra note 1.[10] Tom Brown, Lawyers bid to block Noriega extradition to France, Reuters Newswire, September 5, 2007, available at LEXIS, News Library, Wire News Services. [read post]
21 Oct 2021, 6:35 am
”Does the report portend further regulation? [read post]
23 Jun 2022, 9:01 pm
[5] See, e.g., id. [read post]
