Search for: "Financial Consulting and Trading International, Inc."
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30 Jun 2015, 2:43 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
30 Jun 2015, 10:53 am
President Obama made clear last week he views the King ruling as giving the Internal Revenue Service, Department of Labor and Department of Health & Human Services the all clear for full implementation and enforcement of ACA and other federal health plan rules. [read post]
26 Jun 2015, 12:25 pm
First, employers, employee benefit plan fiduciaries and service providers, their advisors and consultants must reevaluate and update their policies and practices in response to Winsor and Obergefell. [read post]
4 Jun 2015, 11:30 am
Varlack formerly served as a Principal Law Clerk for the New York State Supreme Court and, prior, Assistant Vice President and Counsel at AXA Financial, Inc. [read post]
4 Jun 2015, 11:30 am
Varlack formerly served as a Principal Law Clerk for the New York State Supreme Court and, prior, Assistant Vice President and Counsel at AXA Financial, Inc. [read post]
26 May 2015, 11:32 am
In 2007, LPL Financial Holdings, Inc., LPL’s parent company, expanded LPL’s broker-dealer business by acquiring other financial services firms and recruiting registered representatives from other broker-dealers. [read post]
25 Apr 2015, 4:22 am
Tobin most recently served as Chief Financial Officer of Empire State Development, where she oversaw the $1.6 billion bond financing of World Trade Center 3. [read post]
23 Mar 2015, 2:16 am
The complaint alleges that the defendants made false and misleading statements or omissions by failing to disclose that “money from SQM was channeled illicitly to electoral campaigns for [UDI], Chile’s largest conservative party” and that the company “lacked internal controls over financial reporting” and that as a result the company’s financial statement were false and misleading. [read post]
20 Mar 2015, 7:14 am
This post continues our firm’s investigation concerning the recent allegations brought by The Financial Industry Regulatory Authority (FINRA) sanctioning brokerage firm World Equity Group, Inc. [read post]
18 Mar 2015, 6:19 am
As we previously reported, The Financial Industry Regulatory Authority (FINRA) sanctioned brokerage firm World Equity Group, Inc. [read post]
17 Mar 2015, 6:33 am
The Financial Industry Regulatory Authority (FINRA) recently sanctioned brokerage firm World Equity Group, Inc. [read post]
4 Mar 2015, 4:00 am
This was the case in a recent Ontario case, PowerServe Inc. v. [read post]
9 Feb 2015, 6:50 am
” On December 16, 2014, the SEC suspended trading of a Las Vegas, Nevada company called American Heritage International, Inc. [read post]
6 Jan 2015, 4:14 am
As noted here, the company is already the target of a Federal Trade Commission enforcement action in connection with the breaches. [read post]
1 Jan 2015, 8:28 pm
The proposed comprehensive website guidelines are complex and require professional technical consultation. [read post]
27 Dec 2014, 2:19 am
And having just launched her own copyright consultancy E-LAWnora, Eleonora provided a comprehensive and detailed account of the 22nd Fordham IP Conference from the heart of beautiful Manhattan - with posts on Aereo here, Enforcement here, fair use and freedom of speech here and copyright revision around the world here. [read post]
17 Dec 2014, 8:10 am
Trade-PMR Inc. [read post]
11 Nov 2014, 12:24 pm
Treatment includes the coordination or management of health care and related services by one or more health care providers and others, consultation between providers, and the referral of patients for treatment. [read post]
4 Nov 2014, 2:34 pm
We have no financial interest in this dispute or in the litigants, and speak only for ourselves. [read post]
2 Nov 2014, 11:29 am
A $6.48 million judgment against Direct TV satellite television installer, Bruister and Associates Inc. [read post]
