Search for: "Julie Hedges"
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21 Jul 2015, 9:30 pm
While no one can know yet whether the Volcker rule will be a successful pillar of financial reform (or instead that complexity will kill this proverbial cat) mandatory compliance begins July 2015. [read post]
21 Jul 2015, 3:54 pm
Chair Mary Jo White’s opening remarks on July 15 kicking off the annual broker-dealer compliance outreach program drew a parallel between the goals and work of the SEC and those of compliance professionals. [read post]
20 Jul 2015, 9:29 pm
Wednesday, July 22, 2014 | Deanna J. [read post]
20 Jul 2015, 2:13 pm
On July 8, Moody’s issued Rating Methodology – Moody’s Approach to Rating Transactions Backed by Portfolios of Hedge Fund Investments. [read post]
16 Jul 2015, 4:00 pm
Pillsbury partners, Ildiko Duckor and Sarah Good, will participate in the 100 Women in Hedge Funds sponsored event titled “HOT topics in Compliance: Conflicts of Interests in Account Management and more” on July 28, 2015. [read post]
14 Jul 2015, 4:50 am
Meanwhile, the SEC’s hedging & pledging proposal drew about 20 comment letters. [read post]
5 Jul 2015, 12:30 am
Roth (Reaktion) is reviewed by History Today.The July issue of The Federal Lawyer is posted online. [read post]
4 Jul 2015, 6:00 am
First, the board control provision still applies to foreign private funds (i.e., foreign funds that are privately offered to institutional or high net worth investors in a manner similar to US hedge fund offerings). [read post]
2 Jul 2015, 3:03 am
Our Big Week of “Executive Pay Conferences” The SEC’s new clawback, pay-for-performance & hedging proposals – not to mention the coming pay ratio rules – are causing a stir – and you should prepare now. [read post]
1 Jul 2015, 4:00 am
The following are various hedge fund events happening this month. [read post]
1 Jul 2015, 4:00 am
The following are various hedge fund events happening this month. [read post]
30 Jun 2015, 10:32 pm
We have been consulted by a number of hedge funds requesting information concerning the proposed merger between Cheil & Samsung C & T. [read post]
24 Jun 2015, 5:12 am
The UN Human Rights Council’s Independent Commission of Inquiry report on the 2014 Gaza war, released Monday, is a bad piece of work—bad in almost entirely predictable and boring ways, but no less bad for being bad and predictable. [read post]
24 Jun 2015, 2:25 am
This is what she writes:Defamation v Freedom of Expression: The ECHR Grand Chamber Hands Down Judgment in Delfi v EstoniaOn 16 July 2015, the European Court of Human Rights (ECHR) handed down its much-awaited judgment in Delfi AS v Estonia. [read post]
23 Jun 2015, 4:55 am
Does your hedging policy cover? [read post]
22 Jun 2015, 12:38 pm
I Don't Believe in Atheists by Chris Hedges (2008)52. [read post]
19 Jun 2015, 4:32 am
A SURVEY of Scottish Arbitration reveals property and construction disputes continue to dominate the subject matter of arbitrations in Scotland.The survey also claims initiatives have been taken in sectors usually dominated by smaller high street and rural law firms – such as agricultural and family matters.Work on the survey was led by the University of Aberdeen and legal firm Burness Paull LLP – who are currently being sued for millions of pounds over their role in the… [read post]
16 Jun 2015, 5:35 am
It’s tricky to effectuate consent for a hedge fund. [read post]
8 Jun 2015, 8:42 am
In addition, John Thomas faced allegations of penny-stock fraud by FINRA after the firm reaped more than $100 million in commissions over its six-year history before it closed in July. [read post]
6 Jun 2015, 10:25 am
Also, a similar clarification is expected from the PTAB in July, likely moot)6. [read post]
