Search for: "Officer Oxley"
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19 Dec 2011, 10:57 am
The court's opinion gives life to a provision in the 2002 Sarbanes-Oxley Act (SOX) that makes it a felony to retaliate against whistleblowers who provide information about corporate fraud to law enforcement officers. [read post]
16 Dec 2011, 2:00 am
This statute is derived from Section 802(a) of the Sarbanes Oxley Act of 2002 (codified at 18 U.S.C. [read post]
14 Dec 2011, 4:47 pm
Sarbanes-Oxley mandated that companies have an internal mechanism to report criminal activity, such as an anonymous tip-line. [read post]
5 Dec 2011, 3:25 am
Auditor Tenure, Financial Officer Turnover and Financial Reporting Trends Audit Analytics just wrapped up this study that provides data that should help to facilitate commentary on the PCAOB's concept release regarding auditor independence and rotation. [read post]
4 Dec 2011, 4:03 pm
He said US Attorney's Office in Los Angeles interviewed a number of people. [read post]
1 Dec 2011, 8:39 am
Like the divisive Dodd-Frank law that reset financial regulation in the aftermath of the 2008 financial crisis, the 2002 Sarbanes-Oxley law still can raise blood pressure among opponents who see it as symbolic of heavy handed regulation. [read post]
30 Nov 2011, 5:00 am
Justice Department officials have attributed the recent enforcement push, in part, to the 2002 Sarbanes-Oxley Act, which requires corporate officers to certify the accuracy of their financial statements. [read post]
23 Nov 2011, 2:43 am
The firm has offices in Miami, Ft.Lauderdale, and Boca Raton, Florida. [read post]
23 Nov 2011, 2:00 am
Koss, its Chief Executive Officer and former Chief Financial Officer. [read post]
18 Nov 2011, 6:01 am
Jenkins, the former chief executive officer and chairman of CSK Auto Corporation, for violating the Sarbanes-Oxley Act ("SOX"). [read post]
18 Nov 2011, 3:31 am
The company settled the charges, and the litigation against three of the former executives is continuing (CSK's former chief operating officer has since died). [read post]
18 Nov 2011, 2:00 am
Corporate Compliance Insights Blog: SEC Issues to Consider When Going Public – This post serves as a great resource for preparing for an initial public offering, breaking down the public disclosure requirements, corporate governance requirements, and the Sarbanes-Oxley and Dodd-Frank requirements. 3. [read post]
16 Nov 2011, 8:22 am
Jenkins made $2,091,020 in bonuses and $2,018,893 in company stock sales during that time that should have been reimbursed to CSK Auto pursuant to Section 304 of the Sarbanes-Oxley Act. [read post]
16 Nov 2011, 7:29 am
The former executive officer was not personally charged by the SEC for the company’s misconduct, however he is still required under Section 304 of the Sarbanes-Oxley Act (SOX) to reimburse CSK Auto for incentive-based compensation and stock sale profits that he received during the company’s fraudulent period. [read post]
10 Nov 2011, 1:42 pm
First, some background. [read post]
9 Nov 2011, 4:51 pm
Gail Hanson, Chief Financial Officer, Aurora Health Care, said that audit rotation is potentially disruptive by taking one audit firm out of mix in a post-Sarbanes-Oxley environment where issuers employ different firms for some non-audit- related services.John Archambault of Grant Thornton acknowledged that there are valid concerns around mandatory audit rotation. [read post]
PCAOB Standing Advisory Group Views Auditor Independence as Core to Auditing of Financial Statements
9 Nov 2011, 4:51 pm
Gail Hanson, Chief Financial Officer, Aurora Health Care, said that audit rotation is potentially disruptive by taking one audit firm out of mix in a post-Sarbanes-Oxley environment where issuers employ different firms for some non-audit- related services.John Archambault of Grant Thornton acknowledged that there are valid concerns around mandatory audit rotation. [read post]
PCAOB Standing Advisory Group Views Auditor Independence as Core to Auditing of Financial Statements
9 Nov 2011, 4:51 pm
Gail Hanson, Chief Financial Officer, Aurora Health Care, said that audit rotation is potentially disruptive by taking one audit firm out of mix in a post-Sarbanes-Oxley environment where issuers employ different firms for some non-audit- related services.John Archambault of Grant Thornton acknowledged that there are valid concerns around mandatory audit rotation. [read post]
9 Nov 2011, 3:44 pm
One of the things I really don’t like about academics is the way they sit in their offices with their heads so full of doctrinal legal theory that they forget (if they ever knew) about the ways real people lead their lives. [read post]
3 Nov 2011, 4:33 pm
Comments submitted by mail should be addressed to the OSHA Docket Office, Docket No. [read post]
