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3 Jul 2019, 2:00 am by Daniel E. Cummins
Cooper of the Harrisburg, PA law firm of Schmidt Kramer and Daniel E. [read post]
28 Jun 2019, 6:07 am
Scott (Harvard Law School), on Wednesday, June 26, 2019 Tags: CFPB, CFTC, Cost-benefit analysis, OIRA, OMB, SEC, Securities regulation New SEC Interpretation of Advisers Acts Posted by Amran Hussein, Udi Grofman, Marco Masotti, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Thursday, June 27, 2019 Tags: Conflicts of interest, Disclosure, Fiduciary duties, Hedging, Institutional Investors, Investment… [read post]
27 Jun 2019, 4:09 am by Daniel Walters
Daniel Walters is an assistant professor of law at Penn State Law. [read post]
26 Jun 2019, 3:58 am by Edith Roberts
At the Chicago Daily Law Bulletin (subscription required), Daniel Cotter looks at Justice Clarence Thomas’ concurring opinion in Gamble v. [read post]
20 Jun 2019, 3:39 pm
 Compare these three recent news items (political and cultural symptoms of a pathological moral psychology among the powers-that-be):(i) “Federal prosecutors are pursuing criminal charges against activist Scott Daniel Warren for doing nothing more than giving food, water and shelter to migrants trekking through the desert. [read post]
20 Jun 2019, 3:26 pm by Patrick S. O'Donnell
Compare these three recent news items (political and cultural symptoms of a pathological moral psychology among the powers-that-be): (i) “Federal prosecutors are pursuing criminal charges against activist Scott Daniel Warren for doing nothing more than giving food, water and shelter to migrants trekking through the desert. [read post]
19 Jun 2019, 5:00 am by Daniel E. Cummins
Cooper of the Harrisburg, PA law firm of Schmidt Kramer and Daniel E. [read post]
14 Jun 2019, 8:32 am by Daniel E. Cummins
Cooper of the Harrisburg, PA law firm of Schmidt Kramer and Daniel E. [read post]
14 Jun 2019, 6:18 am
Posted by Cydney Posner, Cooley LLP, on Wednesday, June 12, 2019 Tags: Accredited investors, Board composition, CHOICE Act, Conflict minerals, Disclosure, Diversity, Executive Compensation, Investor protection, Mergers & acquisitions, Pay for performance, Proxy voting, Registration exemptions, Regulation S-K, Rule 14a-8, SEC, Securities regulation, Small firms, Universal proxy… [read post]
11 Jun 2019, 7:09 pm by Daniel E. Cummins
Cooper of the Harrisburg, PA law firm of Schmidt Kramer and Daniel E. [read post]
4 Jun 2019, 8:16 am by Astarita
“Valuation of client assets is a critically important area for investment advisers,” said Daniel Michael, Chief of the SEC Enforcement Division’s Complex Financial Instruments Unit. [read post]
31 May 2019, 1:33 pm by Kevin Kaufman
The Organisation for Economic Co-Operation and Development (OECD) has just released a 44-page “programme of work” document outlining the process by which the more than 130 member countries in the OECD’s Inclusive Framework will come to an agreement on how to tax multinational businesses in the digital age.[1] While tax professionals pore over the document’s technical discussion of such things as residual profit splits and global minimum tax, by far the most important element… [read post]
29 May 2019, 2:00 am by Tammy Binford
Funk, an attorney with Faegre Baker Daniels LLP in Indianapolis, Indiana, agrees the Board’s agenda shows it is going in a new direction. [read post]