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31 Jul 2018, 12:16 pm
The post SEC Chairman Comments on Investing in Cryptocurrencies appeared first on Zamansky LLC. [read post]
9 Jul 2021, 7:07 am
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
30 Apr 2021, 6:35 pm
If the DAO has too much liquidity or too many members, will it be considered a publicly traded partnership? [read post]
31 Jan 2016, 1:43 pm
For example, Barclays represented that it “utilize[d] direct feeds from exchanges to deter latency arbitrage” when in fact Barclays used a combination of direct data feeds and other, slower feeds in the dark pool. [read post]
11 May 2023, 12:36 pm
Commodity Futures Trading Commission, for related charges. [read post]
13 Feb 2023, 10:27 am
Since they are not traded on any exchange, Private placement offerings are typically illiquid investments. [read post]
28 Sep 2018, 5:07 pm
To speak with an attorney about your case in confidence, call us at (212) 742-1414, or send us a message online and we will be in touch as soon as possible. [read post]
24 May 2019, 5:37 am
Zamansky also stated that he “absolutely” believes that the Securities and Exchange Commission (SEC) will be looking into Riot Blockchain’s internal control deficiencies. [read post]
26 Sep 2023, 2:30 pm
Opinions and analysis on scope and validity of your own patents likely do not qualify as trade secrets, even if useful to competitors. [read post]
31 Jan 2024, 7:04 am
The CFTC also oversees significant sectors of fintech, including the trading of virtual currencies (such as Bitcoin) as well as the use of virtual currencies in derivative contracts. [read post]
18 Mar 2021, 8:09 am
Arnuk explained that when a few market-makers buy up orders so that as much as a third of the retail trading volume is not represented on exchanges, what is left on the exchanges is much more toxic and costly to trade with. [read post]
11 Apr 2023, 11:53 am
Securities, LLC. [read post]
30 Aug 2023, 5:03 am
Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, used this hypothetical performance in its advertisements. [read post]
9 Jan 2007, 4:41 am
" Laurienti, Samaria, Parker, and Montesano are also accused of unauthorized trading. [read post]
18 Sep 2019, 6:38 am
Genlyte Thomas Group LLC, 2018-1076. [read post]
13 Jan 2020, 7:51 am
An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
14 Apr 2023, 8:42 am
It is one of the fifty largest independent brokerage firms in the US, according to data from Investment News. [read post]
28 Aug 2017, 1:32 pm
SEC, the dividing line between lawful trading on material, nonpublic information and unlawful insider trading has been whether the tipper breached a duty in exchange for a “personal benefit. [read post]
25 Oct 2011, 9:51 am
Perhaps in response to large scale fraud of the kind surrounding the private placements of companies like Provident Royalties LLC, on Oct. 5, the Financial Industry Regulatory Authority, or FINRA, filed a new rule proposal with the Securities and Exchange Commission, or SEC. [read post]
14 Apr 2020, 6:55 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
