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2 May 2010, 9:06 pm by LindaMBeale
  But that Wall Street, with the LBO guys tearing up firms, was tame compared to the Wall Street during the Bush regime where groups of smart traders lived to suck the lifeblood out of their customers to make themselves rich. [read post]
2 May 2010, 6:36 pm
  So long as, again, bettors are able to back up their bets, and so long as fraud is prevented and the information upon which traders trade is fairly acquired -- caveats to which I'll return below -- the existence of these betting markets is salutary and those who bet short are no more to be deplored than are those who bet long. [read post]
2 May 2010, 8:12 am by Thom Lambert
(Unfortunately, the Times doesn’t acknowledge that this problem makes it much more important for derivatives traders to be able to make bearish bets that send helpful signals.) 4. [read post]
Such investors include a variety of different types of parties, such as hedge funds, private equity shops, traders and individuals, who have put their money on the line after problems have arisen. [read post]
30 Apr 2010, 4:31 am by By DEALBOOK
High-frequency trading faces a European Union clampdown, as regulators investigate whether traders could use the practice to manipulate financial markets. [read post]
29 Apr 2010, 7:28 pm by Kevin Funnell
Unfortunately, a sour note was struck by accusations that word of Ford's investment might have leaked prematurely from some source, which leakage profited certain traders in options on the bank's stock. [read post]
29 Apr 2010, 12:16 pm by Securites Lawprof
FINRA announced today that it has permanently barred Tod Bretton, former Chief Compliance Officer and Head Trader for Prestige Financial, Inc., of New York, for engaging in a fraudulent trading scheme that generated approximately $1.3 million in profits for him... [read post]
29 Apr 2010, 10:34 am by Anthony Lake
" Republican Senator Tom Coburn criticized Goldman for making Goldman bond trader Fabrice Tourre a "whipping boy" and releasing his personal e-mails. [read post]
29 Apr 2010, 7:33 am by Glenn Reynolds
So long as Goldman fully disclosed all material facts, the fact that Goldman thought the securities being sold were “shitty,” as one scatological email reference by an unwise trader put it, is not a breach of the securities laws. . . . [read post]
29 Apr 2010, 7:24 am
".In Interflora Inc & another v Marks and Spencer Plc & another [2010] EWHC 925 (Ch) Arnold J held today that the Court of Justice's answers were still needed for questions 1 to 4,"(1) Where a trader which is a competitor of the proprietor of a registered trade mark and which sells goods and provides services identical to those covered by the trade mark via its website (i) selects a sign which is identical (in accordance with the Court's ruling in Case C-291/00)… [read post]
29 Apr 2010, 7:11 am by Barry Eagar
However, evidence as to how traders will behave is relevant, provided their behaviour is not improperly motivated. [read post]
Traders whom broker-dealers believe to be large traders but who do not register with the SEC would be deemed Unidentified Large Traders. [read post]
28 Apr 2010, 3:26 pm by Page Perry LLC
” Deutsche Bank’s traders and bankers were alerted to problems in the housing industry as early as September 2005, well before the bubble burst, by its own mortgage-securities analyst, who warned of pending losses in subprime loans, according to the article. [read post]
28 Apr 2010, 11:36 am by Steve Bainbridge
So long as Goldman fully disclosed all material facts, the fact that Goldman thought the securities being sold were "shitty," as one scatological email reference by an unwise trader put it, is not a breach of the securities laws. [read post]
28 Apr 2010, 10:30 am by LindaMBeale
  One way to disincentivize the creation of complex financial products and the endless financialization of the economy that ultimately adds no jobs and does nothing for quality of life (except for the wealthy traders and quants that create the products) is to change the risk appetite of banks. [read post]
28 Apr 2010, 4:52 am by Broc Romanek
The Commission brought these two actions against Schottenfeld Group LLC -- a registered broker-dealer -- based on alleged insider trading by individuals who, at the time of the trading, were registered representatives and proprietary traders at Schottenfeld. [read post]
28 Apr 2010, 4:26 am by By DEALBOOK
There seemed to be plenty to divert the attention of bankers and traders from the day's scheduled distraction of the Goldman Sachs hearing in the Senate on Tuesday. [read post]
27 Apr 2010, 12:46 pm by Elie Mystal
” Jackie Treehorn, a former prop trader, was the first to pioneer this model at the firm. * 10:16: Goldman made money off its shorts. [read post]
26 Apr 2010, 6:47 pm by Old Fox
Mircea Dologa, MD, CTA 02/05/2010 Why Do Many Traders Lose Money in Forex Trading? [read post]