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17 Mar 2024, 5:42 pm
Among other things: Due to the widespread use of the Change Healthcare tools and systems as a financial clearinghouse for connecting pharmacy benefit managers, health care providers, and other key plays and health plans throughout the health care and health benefits industry, the attack has and continues to disrupt key billing, care-authorization, payment and other transactions between health care payers and pharmacies, physicians and other health care providers and health care… [read post]
27 Feb 2012, 4:20 am
The state legislature had amended New York State's power of attorney (POA) law in a commendable attempt to protect the elderly from unscrupulous financial advisors using broad POAs to clean out their bank accounts. [read post]
4 Jun 2015, 11:30 am
Stimson Medal and the Attorney General’s Award for Exceptional Service. [read post]
4 Jun 2015, 11:30 am
Stimson Medal and the Attorney General’s Award for Exceptional Service. [read post]
7 Nov 2023, 9:05 pm
In this post, I consider AI in the financial services industry, where it is probably used most [read post]
18 Oct 2022, 8:35 am
Further, NFTs that qualify as financial instruments may also be caught by MiCA. [read post]
13 Jan 2017, 6:11 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, January 13, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of January 6, 2016–January 12, 2017. [read post]
22 Jan 2024, 5:56 am
These advisors play a role in promoting investments while raising awareness about ESG concerns within the financial sector. [read post]
14 Dec 2021, 10:20 am
Unfortunately, there has been a rise in claims against unregistered financial advisors selling unregistered securities, which in many cases turn out to be Ponzi schemes. [read post]
21 Sep 2016, 7:36 pm
’s independence as the special committee’s financial advisor should have been included. [read post]
12 Oct 2011, 1:37 pm
The broker-dealers firms are overseen by both the SEC and the Financial Industry Regulatory Authority, or FINRA, a self-regulatory organization. [read post]
23 Oct 2009, 3:01 am
In considering these issues, Judge Sanchez observed that Galleon, unlike the investment advisors in the other cases, was "closely connected" to the Galleon funds that held the company’s stock. [read post]
27 May 2014, 4:26 am
Talk to a financial advisor or accountant. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
Mud Mungerer Patrick Hindert's Libelous Words About Structured Settlement Industry Riding Knife Edge
6 Nov 2007, 10:14 pm
From available published sources it appears that Patrick Hindert is not currently a Certified Financial Planner, Financial Advisor, Chartered Financial Consultant, Chartered Life Underwriter, Chartered Public Accountant, Master of Science in Financial Services, Chartered Advisor in Senior Living. [read post]
10 Oct 2010, 9:30 pm
Andrew Sheng, Chief Advisor to the China Banking Regulatory Commission, puts it in a nutshell: there was massive private gain in the US financial sector leading to massive public loss. [read post]
8 Feb 2019, 6:04 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, February 2, 2019 Tags: Investment advisers, Investment Advisers Act, No-action letters, Rule 206, SEC, SEC enforcement, Securities regulation Pay Ratio Disclosure at the S&P 500 Posted by Maureen O’Brien, Segal Marco Advisors, on Saturday, February 2, 2019 Tags: Compensation disclosure, Compensation ratios, Executive… [read post]
29 Apr 2016, 8:00 am
You may wish to work with an advisor who can help you determine the types of benefits for which your child may be eligible, such as SSI and Medicaid, and plan financially to ensure that a special needs trust is funded with sufficient assets to provide for other long terms costs of caring for your child when you’re gone. [read post]
5 Oct 2020, 9:05 pm
When market participants apply emerging technology in novel ways in financial services, deciding how to regulate can involve more than the traditional topics and disciplines at the heart of the SEC’s expertise. [read post]
27 Sep 2019, 6:00 am
Posted by by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 27, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 20-26, 2019. [read post]
