Search for: "Citigroup, Inc."
Results 541 - 560
of 1,146
Sorted by Relevance
|
Sort by Date
15 Mar 2012, 9:53 am
Citigroup Appeal As we have discussed previously, Judge Rakoff's decision last November to reject the SEC's "neither-admit-nor-deny" settlement with Citigroup could result in a significant shift in the way the SEC, defendants and the Courts look at settlements going forward. [read post]
2 Jun 2009, 7:51 am
Mattel, Inc., 128 S. [read post]
8 Oct 2009, 4:52 am
NAFTA Traders, Inc. v. [read post]
7 Nov 2008, 2:42 pm
The largest brokerages -- Merrill Lynch, Citigroup's Smith Barney and Morgan Stanley -- weren't big distributors of Lehman's notes because they mostly sell their own products, said a person with knowledge of the matter. [read post]
6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
31 Mar 2020, 6:40 am
VelocityShares 3x Inverse Crude Oil ETN is an exchange-traded note issued by Citigroup Global Markets Holdings Inc. and guaranteed by Citigroup Inc. [read post]
27 Jun 2014, 5:00 am
Reiner is a director of Citigroup Inc. and several private companies and is a former director of Genpact Limited. [read post]
2 Nov 2009, 11:27 am
Citigroup, Inc. today, upholding the legality of an incentive compensation plan provision providing for forfeiture upon an employee’s resignation or termination for cause. [read post]
24 Jul 2007, 11:37 am
The NYSE said that the Smith Barney Division of Citigroup Global Markets, Inc. failed to supervise branch offices and financial consultants "who engaged in market timing, including the use of deceptive trading practices to conceal their own identities of their timing customers, as well as their excessive trading. [read post]
15 Oct 2020, 4:07 am
Immortalana Inc., 158 A.D.3d 576, 577 (1st Dep’t 2018); Macquarie Capital (USA) v. [read post]
31 Oct 2012, 6:38 am
Citigroup Global Markets, Inc., where the Southern District of New York held that it could not approve a settlement that similarly permitted the defendant to settle without admitting to any of the allegations against it. [read post]
13 Apr 2016, 4:58 pm
(PDF)The Goldman Sachs Group, Inc. [read post]
17 Mar 2009, 12:41 pm
Citigroup Global Markets v. [read post]
30 Jan 2008, 5:25 am
"However, the AD1 did grant dismissal as against Citigroup, Inc. -- Citibank’s parent corporation -- because Citigroup had never been a party to the governing lease agreement.Will Citibank suffer a major withdrawal? [read post]
10 Jul 2012, 6:00 am
The largest reported individual settlement for the first half of 2012 was Raj Rajaratnam’s $92.8 million settlement with the SEC, while the largest company settlement was with Citigroup Global Markets, Inc. for $285 million. [read post]
22 Sep 2011, 1:30 pm
The lawsuit, filed in 2005, alleges various misrepresentation by an investment advisor for certain Smith Barney mutual funds, which later were acquired by Citigroup Inc. [read post]
24 Dec 2009, 5:43 pm
Similarly, In Citigroup Global Mkts v. [read post]
8 Dec 2011, 2:00 am
(GS) and Citigroup Inc. had their long-term credit grades reduced from A to A-, and JPMorgan Chase & Co. [read post]
15 Mar 2012, 10:20 am
The article tells us that Citigroup, Inc. is paying $158 million to settle accusations that it took advantage of a federal mortgage insurance program. [read post]
10 Mar 2014, 10:55 am
Roberts within 30 days after service of the award, Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC are jointly and severally liable for and shall pay the outstanding sum to Claimants and Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC shall be subrogated to Claimants’ rights to the extent of payment. [read post]
