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20 May 2019, 5:00 am
Becoming a commissioner and embracing Dodd-Frank. [read post]
20 Jul 2010, 11:43 am
The ability to grant exemptions will be very limited due to the legislation ensuring that many decisions must be reviewed by other agencies. [read post]
4 Nov 2010, 1:01 pm
The SEC would also grant larger rewards to whistleblowers who reported internally. [read post]
24 Jul 2011, 3:05 pm
A no-enforcement action letter request was granted by the Missouri Securities Division for a Missouri investment adviser to 3(c)(1) funds under the Investment Company Act of 1940. [read post]
5 Jul 2012, 8:53 am
While the general effective date of Title VII of the Dodd-Frank Act was originally July 16,2011, the CFTC granted temporary exemptive relief was granted two days before the deadline because many rules needed to implement the law had not yet been drawn up. [read post]
5 Jul 2012, 8:53 am
While the general effective date of Title VII of the Dodd-Frank Act was originally July 16,2011, the CFTC granted temporary exemptive relief was granted two days before the deadline because many rules needed to implement the law had not yet been drawn up. [read post]
1 Feb 2017, 9:27 am
The skilled South Florida car accident attorneys at Friedman, Rodman & Frank will take the care that your case deserves. [read post]
1 Feb 2017, 9:27 am
The skilled South Florida car accident attorneys at Friedman, Rodman & Frank will take the care that your case deserves. [read post]
12 May 2015, 7:52 am
To speak with a dedicated Miami personal injury attorney today, do not hesitate to call the caring advocates at Friedman, Rodman & Frank, P.A. at (305) 448-8585 or contact us online. [read post]
27 Dec 2006, 5:55 pm
In recent years, Pomerantz has represented banker Frank Quattrone, Martha Stewart-scandal player Sam Waksal, and ex-New Jersey Senator Robert Torricelli. [read post]
16 Nov 2015, 6:54 am
The attorneys representing Frank Barnai as assignee were Kevin T. [read post]
8 Apr 2011, 10:11 am
A securities industry trade group has asked the CFTC to delay rules on position limits for derivatives under Dodd-Frank until an appropriateness determination can be made. [read post]
19 Apr 2021, 1:30 pm
To be perfectly frank, I would prefer the Court to put Heller out of its misery, and hold the right is limited to the home. [read post]
10 Jan 2014, 1:25 pm
Frank BarbaroOC Register photoThe measure was filed this week with state officials by attorney Frank Barbaro of Santa Ana, a major figure in Orange County Democratic politics. [read post]
20 Mar 2019, 10:47 am
The class action case, Frank v. [read post]
21 Feb 2015, 7:46 pm
Posner or Frank H. [read post]
9 Dec 2010, 4:49 am
The proposed rules are required by Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
16 Mar 2011, 2:25 pm
The amendments comprising the sixth transition order are necessary to incorporate changes the Dodd-Frank Wall Street Reform and Consumer Protection Act made to federal investment adviser rules that will take effect July 21, 2011.Custody of client funds and securities. [read post]
27 May 2011, 10:10 am
She served 16 years in prison before being released.Innocence Project client Frank Sterling is finally free, but his wrongful conviction continues to haunt him,Senate Republicans in North Carolina proposed a budget that provides moving oversight of the State Bureau of Investigation and its crime lab to a newly-created Department of Public Safety. [read post]
26 Jul 2019, 8:18 am
Conclusion: The motion to exclude the expert witness opinion of Frank Fore is granted. [read post]
