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17 Nov 2023, 6:00 am by beng
The FTX and Bankman-Fried saga was a complicated journey through the new world of digital currency , which uses encryption technologies to secure transactions without relying on any central authorities to uphold the currency. [read post]
17 Nov 2023, 3:00 am by Jim Sedor
Exclusive: 5 Senate Banking Dems demand more details on corporate lobbying strategy Yahoo News – Taylor Giorno (The Hill) | Published: 11/15/2023 Five Democrats who sit on the Senate Banking Committee urged the Securities and Exchange Commission to require companies to disclose more details on their corporate lobbying strategy to shareholders. [read post]
16 Nov 2023, 6:31 am by Dan Bressler
” “KWM maintains separation of IT systems between KWM Australia and other parts of the KWM network, and these systems are subject to rigorous security audits to satisfy internal and client obligations and expectations, she said. [read post]
15 Nov 2023, 12:37 pm by Sophie Luskin
The team focused on three core issues: Site integrity: stopping attacks and malicious behavior Security infrastructure: compliance improvement and engineered systems Care: user interface and internal customer care tools Bejar reported to the CTO, who reported directly to Meta CEO Mark Zuckerberg. [read post]
15 Nov 2023, 9:22 am by Geoff Schweller
Securities and Exchange Commission (SEC) announced its enforcement results for the 2023 Fiscal Year. [read post]
15 Nov 2023, 6:57 am by Joshua Fox and Raymond Arroyo
  The Chamber has successfully mounted legal challenges to the exercise of authority by a number of administrative agencies, including the Securities and Exchange Commission and the Federal Trade Commission. [read post]
15 Nov 2023, 6:23 am
 However, your actions after the truck accident can significantly impact your ability to secure a fair settlement with the insurance company. [read post]
15 Nov 2023, 5:57 am by Patricia Viseur Sellers
Simply stated, the prohibition against the slave trade outlaws a person’s reduction into, or maintenance in, enslavement, irrespective of the means, inclusive of abduction, kidnapping, gifting, transport, transfer, sale, exchange, inheriting or disposal of any kind. [read post]
14 Nov 2023, 1:01 pm by Mark Astarita
The Securities and Exchange Commission today announced settled charges against Charter Communications Inc. for violating internal accounting controls requirements when it engaged in stock buybacks not authorized by its board of directors. [read post]
14 Nov 2023, 9:04 am by Geoff Schweller
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) surpassed $2 billion in whistleblower awards, according to the whistleblower law firm Kohn, Kohn & Colapinto. [read post]
  Removal of Controls NIST removed the following controls in the FPD that were introduced in the initial draft:  3.1.23 Account Management – Inactivity Logout, 3.9.3 External Personnel Security, 3.11.4 Risk Response, 3.12.5 Independent Assessment, 3.12.7 Internal System Connections, 3.13.17 Internal Network Communications Traffic, 3.13.18 System Access Points, and 3.17.4 Component Disposal. [read post]
13 Nov 2023, 5:40 pm by Michael Lowe
§ 1320a–7b (federal Anti-Kickback Statute) and Section 1128B(b) of the Social Security Act. [read post]
13 Nov 2023, 1:37 pm by Kevin LaCroix
As the SEC’s press release summarizes: The SEC’s complaint, filed in the Southern District of New York, alleges that SolarWinds and Brown violated the antifraud provisions of the Securities Act of 1933 and of the Securities Exchange Act of 1934; SolarWinds violated reporting and internal controls provisions of the Exchange Act; and Brown aided and abetted the company’s violations. [read post]
11 Nov 2023, 4:25 am by Etelka Bogardi (HK) and Conrad Lam
The FSTB keynote included announcements relating to: (a) the launch of a new integrated fund platform (IFP) to be operated by the Hong Kong Stock Exchange (HKEX), to cover the front-to-back distribution life cycle of retail funds; (b) the launch of cross-boundary e-CNY applications to benefit cross-border travellers; and (c) promotion of real economy applications of virtual assets (VAs) and further development of the VA regulatory framework, including the stablecoin licensing regime and… [read post]
10 Nov 2023, 6:00 am by Paul M. Barrett
The need to seek synergies and minimize unintended consequences inform MacCarthy’s conviction that the only way to make meaningful progress in reining in tech companies is for Congress to create a new regulatory body dedicated to overseeing the sector, much as the Federal Communications Commission oversees telecommunications and broadcast and the Securities and Exchange Commission regulates market participants. [read post]
9 Nov 2023, 12:04 pm by jeffreynewmanadmin
The Securities and Exchange Commission has charged Jake Soberal and Irma Olguin, Jr., the former co-CEOs of California-based private technology services startup Bitwise Industries Inc., for misleading investors about the company’s finances. [read post]
9 Nov 2023, 8:40 am by Michael H. Neifach
On October 30, 2023, President Joe Biden issued an Executive Order regarding the “Safe, Secure, and Trustworthy Development and Use of Artificial Intelligence. [read post]
9 Nov 2023, 4:52 am by Beatrice Yahia
  ISRAEL-HAMAS WAR – INTERNATIONAL RESPONSE  French President Emmanuel Macron is convening an international conference in Paris today to secure funding for humanitarian aid to Gaza and to discuss the release of hostages held by Hamas. [read post]