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9 Feb 2007, 12:36 am
After weeks of anticipation, packed road shows and massive demand, Fortress Investment Group LLC on Thursday raised $634 million with an initial public offering, the first such move by a diversified private equity and hedge fund in the United States. [read post]
3 May 2019, 1:52 pm by Daily Record Staff
Towson-based Krueger-Gilbert Health Physics LLC received growth capital from private equity firm Blue Sea Capital LLC for Apex Partners, a newly formed business services support organization created to facilitate continued growth of KGHP in its existing markets and to complete future partnerships with other medical physics practices in new geographies. [read post]
19 Aug 2020, 11:21 am by Daily Record Staff
., an investor in climate change solutions, Wednesday announced it has upsized and priced its private offering of $375 million in aggregate principal amount of 3.75% senior unsecured notes due 2030 by its indirect subsidiaries, HAT Holdings I LLC and HAT Holdings II LLC. [read post]
5 Aug 2014, 6:17 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) brought a complaint against brokerage firm Brookville Capital Partners, LLC (Brookville Capital) and its president Anthony Lodati (Lodati) concerning allegations that the respondents defrauded customers in connection with the sale of a private placement offering; made unsuitable recommendations to customers; and failed to establish, maintain or enforce a supervisory system reasonably designed to achieve compliance with the rules… [read post]
23 Jan 2023, 3:17 pm by Matthew D. Kaplan
” At Kaplan Law LLC we strive to do exactly that as we pursue justice on behalf of our clients. [read post]
4 Oct 2024, 1:00 am by The Nonprofit Blogger Named Below
When we speak of "OpenAI," by the way we might be referring to OpenAI (c)(3), not taxed at all, OpenAI LLC, taxed as a partnership, or... [read post]
9 Nov 2017, 2:46 pm by Adam Weinstein
  From November 2008 until October 2013 McMurray was associated with LPL Financial LLC. [read post]
24 Jul 2009, 4:00 am
Tresnowski Managing Director and General Counsel Madison Dearborn Partners, LLC Statement from Mr. [read post]
20 Dec 2021, 10:35 am by Mark Astarita
The Securities and Exchange Commission today charged registered investment adviser Global Infrastructure Management, LLC for failing to properly offset management fees and for making misleading statements about the fees and expenses it charged. [read post]
22 Mar 2010, 4:19 pm by Steven Caruso
Six broker/dealers are in hot water with Massachusetts Secretary of State William Galvin over sales of private placements in Medical Capital Holdings and Provident Royalties LLC. [read post]
15 Sep 2020, 8:58 am by Silver Law Group
Investment Services, LLC (CRD#:132939) and Global Financial Private Capital, LLC (CRD#:132070), both of Austin, TX, and USA Wealth Management LLC (CRD#:122082) of Marble Falls, TX. [read post]
19 May 2011, 2:30 pm by Securites Lawprof
Turner involving its sales of interests in Provident Royalties LLC (which offered oil and gas deals and which has been the... [read post]
15 Aug 2019, 6:06 am by Legal Writer
The post Inc. 5000 Names Petrelli Previtera Schimmel Among America’s Fastest-Growing Private Companies appeared first on Petrelli Previtera Schimmel, LLC. [read post]
19 Jun 2007, 3:00 pm
  So did Oaktree Capital Management, LLC and MTS Health Investors, LLC  in return for their investment in Alliance Imaging. [read post]