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16 Jun 2022, 9:05 pm
” But the Commission also made clear that the SEC’s “broad discretion to require disclosure provides necessary latitude to expand or contract disclosure rules in light of changes in the relevant context in which securities issuers conduct their business. [read post]
16 Jun 2022, 1:20 pm
Omaze, Inc., No. 2:21-cv-09034-SB-PVC, 2022 WL 1843138 (C.D. [read post]
14 Jun 2022, 6:35 am
by Jesse M. [read post]
14 Jun 2022, 6:35 am
by Jesse M. [read post]
12 Jun 2022, 6:00 am
Richard M. [read post]
8 Jun 2022, 9:01 pm
As is customary, I’d like to note my views are my own, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff. [read post]
5 Jun 2022, 7:02 pm
Point Realty, Inc., 28 F.4th 435, [read post]
4 Jun 2022, 9:20 am
Uber Technologies, Inc., B310131 (Cal. [read post]
3 Jun 2022, 6:31 am
Statement by Commissioner Peirce on Proposed Updates to Names Rule Posted by Hester M. [read post]
3 Jun 2022, 6:31 am
Statement by Commissioner Peirce on Proposed Updates to Names Rule Posted by Hester M. [read post]
31 May 2022, 8:29 am
Supervalu Inc., 9 F.4th 455, 463 (7th Cir. 2021). [read post]
30 May 2022, 9:00 pm
State law requires employers to accommodate “sincerely held” religious beliefs or practices, “unless, after engaging in a bona fide effort, the employer demonstrates that it is unable to reasonably accommodate the employee’s or prospective employee’s sincerely held religious observance or practice without undue hardship on the conduct of the employer’s business. [read post]
29 May 2022, 4:05 pm
All that is prohibited is the specified deliberate tortious conduct carried out as part of an agreement and with the intention of harming the claimant’s lawful business interests [59-60]. [read post]
27 May 2022, 7:49 am
I’m aware of two other decisions involving virtually identical allegations, Doe v. [read post]
26 May 2022, 8:47 am
Google, Inc., 474 F. [read post]
25 May 2022, 4:56 am
And Steve Wolf, a 30-year veteran of the film armoring business, described the allegation as “speculation” in an interview on TheWrap “I think it’s a far more sinister explanation than the more likely explanation that people were using that gun for target practice, they didn’t properly unload it, they left it back on the cart, and then someone picked it up, several people handled it with none of them checking it. [read post]
20 May 2022, 10:43 am
See Mathews v Lavida Massage Franchise Development, Inc. [read post]
20 May 2022, 10:43 am
See Mathews v Lavida Massage Franchise Development, Inc. [read post]
20 May 2022, 8:18 am
” The SEC found that “(s)ince at least January 2007, Cetera has paid cash fees to approximately 350 banks to, among other things, solicit investment advisory clients on behalf of Cetera… As part of this process, Cetera did not require the banks to give clients a separate written disclosure document or otherwise provide the information required under the Solicitor Rule…Cetera’s clients were not informed of the extent of the banks’… [read post]
20 May 2022, 7:35 am
No Labels, Inc., decided today by Judge Paul Byron (M.D. [read post]
