Search for: "United States Securities and Exchange Commission"
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25 Jan 2023, 6:31 am
Securities and Exchange Commission. [read post]
25 Jan 2023, 6:31 am
Securities and Exchange Commission. [read post]
24 Jan 2023, 3:26 pm
Employers and their hiring agents should review the updated Equal Employment Opportunity Commission (EEOC) resource on Americans with Disabilities Act (ADA) requirements for workplace accommodation of job applicants and employees who are deaf or hard of hearing or have other hearing conditions. [read post]
24 Jan 2023, 1:32 pm
With limited exceptions, it would cover everyone in the United States. [read post]
23 Jan 2023, 6:52 pm
The US Securities and Exchange Commission (SEC) Monday settled with Bloomberg Finance L.P. over claims that the company made misleading disclosures relating to its paid subscription service BVAL, which provides daily pricing for over 2.5 million securities to more than 1,300 financial institution customers. [read post]
23 Jan 2023, 10:40 am
– James Landolt, Mallinckrodt Whistleblower Securities Fraud : Approximately $50 Million The Securities and Exchange Commission (SEC) awarded more than $17 million to our client who submitted a tip under the SEC Whistleblower Program. [read post]
23 Jan 2023, 3:30 am
While the risk factors of Chinese-based companies publicly traded in the United States offer a catalog of China-related risks to consider, including those risks for which the US Securities and Exchange Commission (SEC) has requested explicit disclosure through staff comment letters, many of these will not be relevant to US issuers doing business in China. [read post]
22 Jan 2023, 9:01 pm
SIGNIFICANT LEGAL AND REGULATORY DEVELOPMENTS IN 2022 SEC’s proposed climate-related disclosure rules: On March 21, 2022, the Securities and Exchange Commission proposed expansive climate-related disclosure requirements in a proposing release that, if adopted, would require U.S. public companies and foreign private issuers to dramatically expand the breadth, specificity and rigor of climate-related disclosures in their SEC periodic reports and registration… [read post]
20 Jan 2023, 3:45 pm
United States. [read post]
20 Jan 2023, 7:43 am
Securities and Exchange Commission, 34 F. 4th 446 (5thCir. 2022), which ruled on May 18, 2022, in a 2-1 decision, that the U.S. [read post]
20 Jan 2023, 6:46 am
The Securities and Exchange Commission (SEC) Thursday charged Nexo Capital Inc. with failing to register a security that allowed consumers to earn interest on cryptocurrency. [read post]
19 Jan 2023, 9:03 pm
Securities and Exchange Commission and the Federal Trade Commission to increase oversight by adopting disclosure rules. [read post]
19 Jan 2023, 12:49 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
18 Jan 2023, 12:15 pm
The Securities and Exchange Commission has filed a case against Covington & Burling, one of the largest law firms in the United States, seeking an Order of the Court to compell it to comply with an SEC investigative subpoena relating to a Russian cyber attack around November 2020. [read post]
18 Jan 2023, 9:32 am
David then introduces a fascinating story about the bold recent action by the Security and Exchange Commission (SEC) to bring suit against Covington & Burling LLP to enforce an administrative subpoena seeking disclosure of the firm's clients implicated in a 2020 cyberattack by Chinese state-sponsored group, Hafnium. [read post]
18 Jan 2023, 7:44 am
David then introduces a fascinating story about the bold recent action by the Security and Exchange Commission (SEC) to bring suit against Covington & Burling LLP to enforce an administrative subpoena seeking disclosure of the firm’s clients implicated in a 2020 cyberattack by Chinese state-sponsored group, Hafnium. [read post]
17 Jan 2023, 11:20 am
Since its establishment, our party has united and led the people in revolution, construction, and reform. [read post]
17 Jan 2023, 6:11 am
” — “Every law firm in the United States ought to be paying attention to the U.S. [read post]
15 Jan 2023, 2:35 pm
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
13 Jan 2023, 2:54 pm
Two principal United States government agencies, the Department of Justice and the Securities and Exchange Commission, investigate and prosecute FCPA violations. [read post]