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9 May 2018, 2:44 pm by Georgialee Lang
Sandy had counsel and the services of a financial advisor through the negotiations. [read post]
28 Nov 2010, 7:47 pm by Kevin Funnell
Last week, Bank Safety and Soundness Advisor (paid subscription required) ran a disconcerting story about the high cost of enforcement orders to banks that receive them. [read post]
27 Sep 2022, 6:11 am by Dan Bressler
” “The underlying racketeering case came about when the plaintiffs accused Victory Park Capital Advisors of scheming to “acquire worthless restaurant franchises and resell them through fronts at unconscionable prices induced by fabricated financial statements,” according to court documents. [read post]
25 Feb 2011, 1:32 pm by WIMS
As DB Climate Change Advisors demonstrated in its own recent report on this issue, Investing in Climate Change 2011, greater  transparency and better information from companies is essential to enable them to assess the risk effectively. [read post]
1 Feb 2015, 2:00 am by nedaj
Investing Location: New York, NY Date: February 23, 2015 Sponsor: Hedge Connection Event: 5th Annual Institutional Investor Life Settlement Conference Location: New York NY Date: February 23, 2015 Sponsor: LISA Event: Institutional Investor Life Settlement Conference Location: New York, NY Date: February 24-25, 2015 Sponsor: IBC Event: UCITS & AIFMD for US Managers 2015 Location: New York, NY **** Cole-Frieman & Mallon LLP provides legal services for hedge fund managers and other… [read post]
13 May 2014, 9:30 pm by Patricia Santiago
According to investigations by the New York State Department of Financial Services (DFS) and the Federal Reserve Bank of Minneapolis (FRBM), failing to regulate shadow insurance short-changes tax-payers and, in a worst case scenario, could place the entire economy at risk from cascading failures. [read post]
13 Jul 2018, 6:19 am
Posted by Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, July 13, 2018 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of July 6-12, 2018. [read post]
24 Jan 2016, 8:13 am by Kelly Phillips Erb
That includes efforts like the Internal Revenue Service (IRS) “Taxes. [read post]
8 Jan 2024, 1:50 pm by Lauren Aversa
You may also need to work with accountants, financial advisors, and appraisers, depending on the size and complexity of the estate. [read post]
29 Nov 2006, 4:32 am
He said: "... the applicant's mark was promoted in more general financial publications prior to the date of the application, including the Financial Times and the Economist. [read post]
1 Sep 2024, 7:35 pm by Blake Hinson
Consulting with a legal advisor can provide clarity and peace of mind. [read post]
25 May 2023, 9:05 pm by renholding
In April, the House Financial Services Committee passed The Expanding Access to Capital Act of 2023 bill, which aims to double the current limit of $75 million.[8] If passed, this bipartisan legislation would significantly increase the attractiveness of Reg A offerings as an early-stage funding option – and, in the process, boost job creation and enhance the economy. [read post]
9 Feb 2017, 9:30 pm by Justin Daniel
Representative Jeb Hensarling (R-Tex.), the chair of the House Financial Services Committee, is reportedly planning to make changes to the Financial CHOICE Act, his legislation to overhaul the Dodd-Frank Act. [read post]
23 Oct 2012, 9:17 am by Thom Cooper
Ask your financial advisor what the prognosis is for your investments if there is another recession. [read post]
9 Apr 2021, 6:19 am
Matthews, Sutter Securities Financial Services, Inc., and Matthew L. [read post]
9 Jun 2016, 2:16 pm by John Stigi
  After further negotiations, Silver Lake eventually offered $13.65 per share, a price within several DCF valuation ranges prepared by Dell’s financial advisors. [read post]
14 Aug 2012, 7:26 pm by Dennis Cariello
In February 2011, the financial reporting service ‘Debtwire’ reported that ED imposed Heightened Cash Monitoring 2 on a large educational institution requiring significant new credit facilities to support the school’s operations. [read post]
19 Jul 2019, 5:57 am
House of Representatives, Committee on Financial Services, Subcommittee on Investor Protection, Entrepreneurship and Capital Markets Posted by James Andrus, California Public Employees’ Retirement System, on Monday, July 15, 2019 Tags: Boards of Directors, CalPERS, Citizens United v. [read post]