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18 Jun 2019, 12:32 pm
The police have the right to arrest you at work, at home, on the streets, or anywhere else they can find you. [read post]
18 Jun 2019, 12:32 pm
The police have the right to arrest you at work, at home, on the streets, or anywhere else they can find you. [read post]
9 Jun 2019, 12:51 pm
Carter deduces that when the police were unable to receive kickbacks from blackmail and the theft of negotiable bonds (facilitated by pressuring gay Wall Street customers), they decided to close the Stonewall Inn permanently. [read post]
29 May 2019, 5:06 pm
Consider all the benefits: What better way to attract customers than to create a financially friendly environment where a customer’s cryptocurrency fanaticism is enthusiastically embraced; Sharing the excitement of cryptocurrency offers a unique chance to bond with tech-savvy customers, especially those beyond borders; The medium can become the message. [read post]
22 May 2019, 3:56 am
Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
21 May 2019, 3:06 am
Collecting Fines: The Challenges the SEC Faces Here’s the intro from this WSJ article: Wall Street watchdogs often tout the fines they levy on alleged wrongdoers. [read post]
7 May 2019, 4:49 pm
” That means, since about 99% of the nation’s population lives within 50 miles of an interstate highway, the highway down the street from your house is an expressway to disburse illegal drugs throughout this country. [read post]
3 May 2019, 10:07 am
Fairstone Financial Inc. also issued the first non-prime asset backed securities deal that Canada has seen since the credit crisis when it sold a CAD 322.4m bond issuance backed by consumer loans with interest rates as high as 39.99 per cent. [read post]
30 Apr 2019, 7:40 am
Unfortunately, that is the situation facing investors who may have unwittingly bought bond funds without realizing they held a large percentage of Chinese bonds, according to a recent Wall Street Journal article. [read post]
26 Apr 2019, 1:47 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4564/securities-industry-commentator/"Protecting Investors from Misconduct / FINRA Requests Comment on Proposed New Rule 4111 (Restricted Firm Obligations) Imposing Additional Obligations on Firms with a Significant History of Misconduct" (FINRA Regulatory Notice 19-17) Bottle of White, Bottle of Red, Perhaps An Assisted… [read post]
17 Apr 2019, 8:20 am
Gerold, Bureau Chief, Bureau of Securities, 153 Halsey Street, 6th Floor, P.O. [read post]
16 Apr 2019, 11:52 am
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Wall Street’s Worst ‘Doublespeak’—The Yield Enhancement Strategy appeared first on Zamansky LLC. [read post]
11 Apr 2019, 10:34 am
Updates from the Credit Ratings, ETFs and Bond Funds, and Corporate Bond Transparency Subcommittees2:15 p.m. [read post]
8 Apr 2019, 2:28 pm
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. https://www.puertoricobondfundsattorney.com/en/ The post Wall Street Doublespeak appeared first on Zamansky LLC. [read post]
29 Mar 2019, 3:00 am
Compliance officers should respond accordingly. http://www.radicalcompliance.com/2019/03/26/50m-sec-whistleblower-award/ Deciphering Americans’ Views on Cryptocurrenciesby Sean Hundtofte, Michael Lee, Antoine Martin, and Reed Orchinik Liberty Street Economics Individuals who owned cryptocurrency or were interested in buying it were particularly likely to perceive cryptocurrency as being similar to gold (41 percent) and stocks or bonds (39 percent). [read post]
26 Mar 2019, 1:20 pm
Who can investors trust when Wall Street fosters such clearly unethical behavior? [read post]
22 Mar 2019, 6:09 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4504/securities-industry-commentator/UBS Wins Promissory Notes Arbitration After Four Delays And A Doctor's Note (BrokeAndBroker.com Blog)Former Chief Operating Officer Of Asset Management Company Arrested For Defrauding The Company And Its Clients (DOJ Release)- and -New Jersey Man Fraudulently Caused Advisory Firm to Overbill Clients… [read post]
20 Mar 2019, 10:00 am
In the first half of the show, Victor explains the importance of keeping a close eye on your pay stubs. [read post]
14 Mar 2019, 6:00 pm
Make sure it is a Self-proving Will and says no bond required. [read post]
13 Mar 2019, 2:00 am
And if enough people take to the streets on March 23, as I will, maybe a miracle will still happen. [read post]
