Search for: "Capital Management Securities"
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19 Nov 2010, 8:17 am
That was one of the topics for the Securities and Exchange Commission Open Meeting on November 19. [read post]
23 Apr 2019, 1:56 pm
Scott Silver, the managing partner of Silver Law Group, recently spoke to AutoNews.com for an article about GPB Capital’s ongoing legal troubles. [read post]
14 Jul 2011, 9:16 am
Is your company the type of business that may be attractive to venture capital investors, e.g. potential for rapid growth and high investment return with experienced management team? [read post]
23 Feb 2018, 4:04 am
Each group of measures addresses the following specific conflicts of interest: guidance to address conflicts of interest and pressure on analysts during the formative, pre-offering phase of a capital raising; guidance to address conflicts of interest during the allocation of securities; guidance to address conflicts of interest in the pricing of securities offerings; and guidance to address conflicts of interest and conduct risks stemming from personal transactions by… [read post]
16 Sep 2014, 5:37 am
The $300 billion fund, known as Calpers, invests with firms including Och-Ziff Capital Management , Deepak Narula's Metacapital Management and Bain Capital's Brookside Capital and plans to pull the money out over the next year. [read post]
18 Apr 2018, 2:23 pm
Those 7 challenges are: Information Technology Security and Management Performance Management and Accountability Human Capital Management Financial Management Procurement Management Facilities Maintenance Grant Management” [read post]
25 Jul 2018, 11:25 am
For example, Aegis Capital Corp. [read post]
7 Nov 2019, 9:01 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
11 Mar 2008, 2:41 pm
Cerberus Capital Management LP, a private-equity firm based in New York, invested $50 million in the equity units. [read post]
27 Jul 2023, 6:45 am
A 1031 exchange is a powerful tax-deferral strategy that allows real estate investors to sell an investment property and reinvest the proceeds into another property, all while deferring capital gains taxes. [read post]
7 Jun 2013, 10:09 am
—No investment adviser that acts as an investment adviser solely to 1 or more venture capital funds shall be subject to the registration requirements of this title with respect to the provision of investment advice relating to a venture capital fund. [read post]
27 May 2021, 5:23 pm
Where to Put Capital Reserve Funds I believe that Associations should only invest in very secure places. [read post]
23 Mar 2011, 8:58 pm
The US Securities and Exchange Commission has filed a securities fraud complaint accusing Juno Mother Earth Asset Management LLC and its founders Arturo Rodriguez and Eugenio Verzilli of looting over $1.8 million in assets from a hedge fund. [read post]
13 Dec 2012, 6:39 am
“By engaging in more than 50 instances of illegal activity in his securities trading, [the fund manager] showed a complete disregard for the securities laws and our markets,” said Andrew M. [read post]
29 Nov 2016, 8:30 am
As of September 30, 2016, Corporate Capital Trust had approximately $4.3 billion in assets, and CNL Financial Group and its affiliates managed approximately $34 billion in total assets. [read post]
15 Apr 2014, 2:32 pm
On April 15, 2014 as part of the MIT Sloan School of Management’s Center for Finance and Policy’s Distinguished Speaker Series, Craig M. [read post]
25 Jun 2013, 8:00 am
The bill leaves it up to the Securities and Exchange Commission to define a private equity fund for purposes of the bill. [read post]
14 Aug 2017, 3:53 pm
WSJ.com – “…Back in 2003, as a midlevel manager at the National Institute of Standards and Technology, Bill Burr was the author of “NIST Special Publication 800-63. [read post]
27 Apr 2022, 5:35 am
The Securities and Exchange Commission today charged Sung Kook (Bill) Hwang, the owner of family office Archegos Capital Management, LP (Archegos), with orchestrating a fraudulent scheme that resulted in billions of dollars in losses. [read post]
21 Aug 2023, 7:05 am
The Securities and Exchange Commission today announced charges against Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, for using hypothetical performance metrics in advertisements that were misleading. [read post]
