Search for: "Capital Management Securities"
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5 Sep 2023, 1:17 pm
The advisory firms are: Lloyd George Management (HK) Limited; Bluestone Capital Management LLC; The Eideard Group, LLC; Disruptive Technology Advisers LLC; and Apex Financial Advisors Inc. [read post]
5 Sep 2023, 7:00 am
Securities and Exchange Commission (“SEC”) issued an order imposing civil monetary penalties against Titan Global Capital Management USA LLC (“Titan”) for violations of the new investment adviser Marketing Rule, Rule 206(4)-1. [read post]
5 Sep 2023, 3:33 am
By bringing together a diverse group of leaders and experts, the summit aims to pave the way for a more secure and democratic digital future. [read post]
4 Sep 2023, 5:44 am
The fact is that the number of securities suit filings fluctuates. [read post]
4 Sep 2023, 3:58 am
– Review historical changes in ownership, management structure, or company name. [read post]
1 Sep 2023, 1:42 pm
Scott Silver, Silver Law Group’s managing partner, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
1 Sep 2023, 6:30 am
SEC in Securities Enforcement Cases Posted by J.W. [read post]
31 Aug 2023, 7:38 am
In order to compete for an SBA set-aside contract, businesses meeting the eligibility requirements, must first register on the System for Award Management (SAM.gov). [read post]
31 Aug 2023, 4:43 am
As laid out in the explanatory notes that accompany the draft amendment, the main purposes of this Company Law reform are to “deepen state-owned enterprise reform, improve business operation environment, improve the protection of property rights and optimize fundamental systems for the capital market”. [read post]
30 Aug 2023, 9:05 pm
Seeking to create divisions within the boardroom or between the board and management. [read post]
30 Aug 2023, 7:25 am
Daxton White, managing partner of The White Law Group, a national securities fraud and FINRA arbitration firm. [read post]
30 Aug 2023, 5:47 am
Let’s explore factors such as specific practice areas like estate planning and securities law. [read post]
30 Aug 2023, 5:45 am
Consider Opportunity Zone Funds to defer capital gains taxes until 2026. [read post]
30 Aug 2023, 5:44 am
A seasoned attorney can guide you through IRS audits and help manage your case efficiently. [read post]
30 Aug 2023, 5:03 am
Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, used this hypothetical performance in its advertisements. [read post]
29 Aug 2023, 8:10 am
For the purposes of this report, “ESG approaches” include those as part of sustainable finance, environment and social risk management (ESRM), know your customer due diligence (KYC) and sustainability more generally. [read post]
26 Aug 2023, 8:52 am
Borrowing money, securities, or other private fund assets, or receiving a loan or extension of credit, from a private fund client. [read post]
25 Aug 2023, 5:58 pm
Weinberg Center for Corporate Governance; Katayun Jaffari, Chair-elect of the ABA Corporate Governance Committee and chair of the Corporate Governance Group, co-chair of the Capital Markets and Securities Group, and co-chair of the ESG Group; Cozen O'Connor; John W. [read post]
24 Aug 2023, 9:05 pm
Reputational Governance: This innovative approach hinges on social capital and trust. [read post]
