Search for: "DIVISION OF RISK MANAGEMENT"
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28 May 2020, 12:57 pm
Due to the illiquid nature of GPB private placements, investors have no choice but to hold and risk further loss in value of their investment. [read post]
2 Oct 2013, 5:06 am
” That surprising statement came from John Unick, president of the Thoroughbred Racing Division at MOC Insurance Services a San Francisco-based broker and managing general agency. [read post]
2 Oct 2013, 5:06 am
” That surprising statement came from John Unick, president of the Thoroughbred Racing Division at MOC Insurance Services a San Francisco-based broker and managing general agency. [read post]
26 Sep 2017, 2:18 pm
These provisions require that companies maintain and adhere to internal policies that manage risk and ensure that accurate financial records are maintained. [read post]
26 Sep 2017, 2:18 pm
These provisions require that companies maintain and adhere to internal policies that manage risk and ensure that accurate financial records are maintained. [read post]
11 Jan 2016, 12:26 pm
Like BHCs and SLHCs, CDFIs would use swaps to manage financial risk, and the group said that they would enter into only a small number of swaps each year and that the notional value for a transaction would be between $5 million and $50 million. [read post]
26 Mar 2023, 9:01 pm
Additionally, the Form 10-Q risk factors described as “hypothetical” a risk that customer data could be accessed in a cybersecurity incident. [read post]
19 Dec 2011, 10:45 am
Doing so increases the risk of accidentally deleting the files when you install, upgrade, or delete programs being operating on your computer. [read post]
14 Feb 2023, 6:39 am
Department of Labor’s Wage and Hour Division (“WHD”) issued a Field Assistance Bulletin (“FAB”) 2020-5 to provide guidance to businesses on “how to track the number of hours of compensable work performed by employees who are teleworking . . . [read post]
28 Jan 2019, 8:18 pm
A recent Delaware corporate law case suggests the way that corporate action grounded in social responsibility, risk management and compliance interacts with traditional management of legal risk--for all parties. [read post]
27 May 2013, 5:30 pm
To the extent good governance at a too-big-to-fail bank includes division of the CEO and Chairman positions, ensuring such a division should be on the regulatory agenda. [read post]
18 Aug 2015, 7:52 pm
Stamer’s legal and management consulting work throughout her 27 plus year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
1 Feb 2020, 8:22 am
Thank you to the staff of the Divisions of Corporation Finance and Economic and Risk Analysis and to the Office of General Counsel for their efforts on the rulemaking. [read post]
22 Aug 2014, 6:23 am
Parascandola calls this “joint chancy causation,” but he manages to show only that the inference of causation from prior chance or risk is a very chancy (or dicey) step in his argument. [read post]
21 Sep 2022, 6:26 pm
Stamer’s legal and management consulting work throughout her nearly 35+ year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
23 May 2018, 6:50 am
Outreach and risk management. [read post]
12 Apr 2022, 5:07 am
Conclusion Reinvigorating antitrust enforcement requires tolerance for litigation risk and skill in managing it. [read post]
28 Jul 2023, 10:59 am
They include inadequate capitalization, improper management, natural disasters and reinsurance issues. [read post]
8 Sep 2010, 1:39 pm
In addition to the 202 high-risk holes, another 106 medium- and 363 low-risk vulnerabilities were found at US-CERT. [read post]
26 Oct 2018, 7:13 am
The FIA also asserted that modifications called for in the proposed amendment would enhance risk management efficiencies, as well as providing greater legal certainty to the market than would a simple extension of the existing no-action relief. [read post]
