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17 Jul 2012, 12:59 am by Stan
© Stan for China Hearsay, 2012. | Permalink | One comment | Add to del.icio.us Post tags: bank card, EPS, GATS, MasterCard, UnionPay, Visa, world trade organization, WTO [read post]
14 Nov 2011, 12:38 am by Kevin LaCroix
The bank’s failure, which came just 15 months after its publicly traded holding company spun out of Temple-Inland, Inc., was, the Treasury Department Office of Inspector General later concluded, due to the bank’s heavy investment in Option ARM mortgage-backed securities. [read post]
9 Apr 2010, 7:34 am by David Zaring
  Betting markets on various public policy issues, cap and trade in the EU, the market to take securities off the books of struggling banks in partnership with Treasury - they've all had problems. [read post]
16 Dec 2011, 1:38 pm by JSS
Related Link OCC’s Quarterly Report on Bank Trading and Derivatives Activities: Third Quarter 2011 [read post]
15 Oct 2023, 7:30 pm by Sabrina I. Pacifici
Via LLRX – AI in Banking and Finance, September 15, 2023 – This semi-monthly column by Sabrina I. [read post]
11 Mar 2022, 10:05 am by The White Law Group
  Between January 2014 and May 2019, the relevant period, Deutsche Bank Securities owned and operated an alternative trading system (ATS) known as SuperX. [read post]
12 Jan 2015, 12:16 am by Sean Hayes
Broadway National Bank Minority Squeeze-outs in Companies in Korea Beware the Grey Market Trap in Korea: Due Diligence, Agreements and Street Smarts The post Carbon Trading Market Established in Korea: 2nd Largest Market in World appeared first on The Korean Law Blog by IPG Legal. [read post]
21 Apr 2008, 9:22 am
 No leveraging loans to insist on free markets, lower internal trade barriers, civil society reforms, human rights, you name it. [read post]
12 Feb 2018, 12:45 pm by Heidi Wardle
The notices relate to a number of areas including: markets in financial instruments, banking and payment services, post-trade financial services, asset management, credit rating agencies, insurance and reinsurance and, statutory audit. [read post]
12 Sep 2013, 1:09 am by Kevin LaCroix
The employees are also alleged to have had the bank engage in the fictitious trades with Taylor Bean that had no value. [read post]
13 Apr 2015, 4:48 pm by Sabrina I. Pacifici
Federal Reserve Bank of New York /staff Reports – Nonlinearity and Flight to Safety in the  Risk-Return Trade-Off for Stocks and Bonds. [read post]
22 Jan 2024, 12:04 pm by Simon Lovegrove (UK)
The paper further covers the ways in which certain activities of a large bank may be wound down while the bank functions of systemic importance are preserved, and finally the trade-off between preserving financial stability on the one hand and limiting moral hazard on the other. [read post]
11 Mar 2010, 12:25 pm by LindaMBeale
  Trading on client data (proprietary flash trading programs) should be banned. [read post]
10 Sep 2012, 5:19 pm by James Hamilton
While recognizing that there are risks in proprietary trading and other financial investments, the ABA said that a more targeted, supervisory approach would better address the management of those risks, which through agency oversight could be promptly identified, addressed, and corrected. [read post]
12 Nov 2012, 1:10 pm by Steven Berk
On one particularly lucky day, the bank netted $6 million from Adoboli’s trades alone. [read post]
23 Dec 2010, 5:24 pm
Aleynikov is accused of stealing a specialized computer source code used in high-frequency trading activity from the investment bank. [read post]
4 Aug 2009, 4:06 am
Bank of America, which bought Merrill earlier this year, agreed to settle the SEC's charges and pay a penalty of $33 million. [read post]
27 Jan 2013, 8:18 am by Jeremy
That blog hosts a boldly-expressed open letter to Public Interest Intellectual Property Advisors (PIIPA), an entity which describes itself as " an international nonprofit organization that provides pro bono intellectual property (IP) legal counsel to governments, businesses, indigenous peoples, and public interest organizations in developing countries that seek to promote health, agriculture, biodiversity, science, culture, and the environment".The open letter questions… [read post]