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1 Jun 2018, 6:08 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 1, 2018 Editor's Note: Subodh Mishra is Executive Director at Institutional Shareholder Services, Inc. [read post]
30 Oct 2017, 6:06 am
Posted by Institutional Shareholder Services, Inc., on Monday, October 30, 2017 Editor's Note: This post is based on a publication from Institutional Shareholder Services, Inc. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage… [read post]
13 Jun 2022, 6:46 pm
The Carlyle Group Inc., et. al., No. 2020-0657-SG, opinion issued (June 3, 2022). [read post]
23 Dec 2011, 10:29 am
According to the government’s complaint, NYSE and Direct Edge are head-to-head competitors in displayed equities trading services and in the provision of real-time proprietary equity data products. [read post]
16 Feb 2009, 8:33 am
In Re: Affiliated Computer Services, Inc. [read post]
6 Jul 2007, 1:42 am
Automatic Data Processing Inc. [read post]
27 Dec 2007, 1:19 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKContracts
Jury Demand Struck; Agreement's Trial Waiver Enforceable; Usury Defense Survives for Trial
American Equities Group Inc. v. [read post]
15 Jul 2008, 12:25 am
Burlington Northern Railroad, Inc., 23 F.3d 1508, 1510–11 (9th Cir. 1994) applies. [read post]
20 May 2020, 2:17 pm
Morgan Securities LLC HSBS Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services Group, Inc Bailey, Michael PFS Investments Inc Bisch, Sarah Santander Securities LLC Edward Jones Bishop, Tywan Charles Schwab & Co., Inc E Trade Securities LLC Borja, Mauricio Allstate Financial Services, LLC Botner,… [read post]
25 Oct 2009, 3:46 am
., Inc., 2009 WL 3401117 (C.D. [read post]
22 Jan 2012, 9:01 pm
Other separate entities of Guardian Title are Guardian Equity Services and Guardian Exchange Services. [read post]
1 Oct 2015, 5:56 am
Parsons Government Services Inc. [read post]
26 Feb 2019, 6:25 am
From March 2009 until December 2013 Lamendola was registered with Equity Services, Inc. [read post]
13 Sep 2010, 11:48 am
On September 8, biomedical testing company Beckman Coulter, Inc. [read post]
26 Oct 2014, 10:20 am
PCA Pain Center of Virginia, Inc., C.A. [read post]
17 Mar 2008, 1:12 am
A subscription to LAW.COM is needed for online access to this service. [read post]
19 May 2015, 2:55 pm
The major non-equity and other team members of the Lane-Abrams JV team include: AECOM Technical Services, Inc. [read post]
8 Mar 2014, 6:35 am
DiNapoli announced Thursday, March 6, 2014, a $10 million commitment to venture capital firm Tribeca Venture Partners (TVP) through the New York State Common Retirement Fund’s (Fund) In–State Private Equity Program. [read post]
19 Jul 2013, 7:00 am
Foundation Health Psychcare Services, Inc., 24 Cal.4th 83 (2000) (declining to enforce employment-related arbitration agreement that did not contain specific procedural safeguards) are pending at various levels of the state and federal courts. [read post]
