Search for: "FRANK DOE 1-5"
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6 Mar 2021, 5:47 am
Matthew Kahn announced an online conference on March 1-5, titled “Race and Intersectional Critiques of National Security Law,” co-hosted by the Harvard National Security Journal and the Lieber Institute of Law and Land Warfare at West Point. [read post]
15 Feb 2011, 8:32 am
Investment advisers subject to rule 206(4)-5 must comply with the rule on March 14, 2011. [read post]
11 Feb 2015, 5:01 am
ISBN 0-345-31554-5. [read post]
1 Mar 2017, 9:30 am
Summary of conclusions reached 5‑year prescription: awareness of loss, sections 11(3) and 6(4) [5] While it is possible that losses which were easily identifiable by HC may have occurred in 2007, leading to the triggering of the 5‑year prescription in 2007 (i.e. more than five years before the actions were raised in 2014: see paragraphs [58] to [61] below), this is a matter of dispute which cannot be… [read post]
6 Jul 2023, 5:49 am
Plaintiffs and defendants have conflicting accounts of the involvement of "Romaine Brooks" (Susan Doe 4) and "Zora Neale Hurston" (Susan Doe 5) in this litigation. [read post]
19 Jul 2019, 10:35 am
Stat. s1 (2019)). [5] Id. at 285. [6] Id. at 285-86. [7] Id. at 285. [8] Id., citing Alex Dmitrienko, Frank Bretz, Ajit C. [read post]
6 Apr 2012, 5:02 am
See Rule 501(a)(5) of Regulation D. [read post]
6 Mar 2009, 7:02 am
On March 4, 2009, Representatives Frank Pallone, JR (D-NJ) and Henry A. [read post]
28 Nov 2022, 3:17 pm
This presumably means that more than 90% of the awards issued were for less than $5 million. [read post]
25 Feb 2007, 7:50 am
I think someone like Rasheed Wallace, who strikes me as thoughtful and engaging, might have something to say.5. [read post]
24 Jun 2011, 3:26 pm
There are 1 trillion documents on web, 1 billion searches/day, and 1 million new spam pages created every day. [read post]
18 Jul 2011, 2:00 am
Non-Enforcement Matters New Investment Adviser Rules On June 22, 2011, the SEC adopted certain rules and amendments that implement various federal securities initiatives focusing on investment advisers under the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
23 Mar 2014, 9:44 pm
STOWERS, FRANK K. [read post]
19 Dec 2014, 3:30 am
A requirement of the 2010 Dodd-Frank financial law, the rule wasn’t formally floated until September of last year and the five-member agency must vote on it a second time before it can go into effect. [read post]
21 Dec 2022, 6:03 am
Also, the SEC could, under Exchange Act Rule 12h-7(e), require an issuer to take steps reasonably designed to ensure that a trading market for the securities does not develop and, unless barred by state law, require written notice to, and acceptance by, the issuer before any assignment or other transfer of the securities and reserving the right to refuse assignments or other transfers at any time on a non-discriminatory basis.A “registered index-linked annuity” would be defined… [read post]
15 Aug 2012, 12:25 pm
" Slip Op. at 5. [read post]
8 Nov 2021, 12:25 pm
Frank, 951 F.2d 320, 323–24 (11th Cir. 1992); Southern Methodist University Ass'n v. [read post]
8 Nov 2021, 12:25 pm
Frank, 951 F.2d 320, 323–24 (11th Cir. 1992); Southern Methodist University Ass'n v. [read post]
1 Dec 2017, 6:20 am
and reported on it for us (Part 1 and Part 2). [read post]
12 Mar 2014, 5:00 am
The Securities and Exchange Commission also will issue rules under Section 954 of the Dodd-Frank Act with respect to clawback provisions. [read post]
