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3 May 2021, 2:20 am by Yan Luo, Zhijing Yu and Vicky Liu
  Examples of personal financial information include account details, asset information, financial transaction information, and so forth. [read post]
29 Sep 2013, 6:11 pm by Adam Weinstein
District Court for the Northern District of Georgia, Gist told customers that he would invest their funds conservatively on their behalves in corporate bonds and other securities. [read post]
2 Feb 2021, 6:23 am
Office of Foreign Assets Control (OFAC) and the Delaware Department of Justice (DOJ) could be a game changer for both domestic and foreign corporations. [read post]
20 Apr 2012, 1:09 pm by Mark S. Nelson
The SEC's Division of Corporation Finance has issued CF Disclosure Guidance: Topic 5. [read post]
28 Apr 2017, 6:02 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, April 28, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of April 21–April 27, 2017. [read post]
9 Jun 2022, 9:05 pm by Samuel Antill and Megan Hunter
We consider three reasons why consumers might care about a corporate bankruptcy. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Tailored disclosures exist elsewhere — for example, asset-backed securities disclosure[12] differs from that for equities. [read post]
1 Oct 2012, 1:13 am by Kevin LaCroix
”   As I noted at the outset, this settlement eclipses by far any other settlement of a subprime meltdown or credit crisis-related securities class action lawsuit, far exceeding what had until now had been the largest of the financial crisis lawsuits, the $627 Wells Fargo/Wachoia Bondholders securities suit settlement (about which refer here). [read post]
There are difficulties in classifying fine art as commodities or securities for regulators and state agencies. [read post]
16 Mar 2011, 1:48 am by Randall Reese
West End Financial Advisors, LLC and fifteen affiliated companies filed for chapter 11 bankruptcy protection on  Tuesday in Manhattan, less than two months after three of the entities and four former executives were charged with fraud, misuse of client assets and other violations of securities laws by the U.S. [read post]
5 Feb 2018, 12:00 am by Ken Monington
Between 2005 and 2012, it is alleged that VEON made or attempted to make millions of dollars in improper payments to Uzbekistan’s President’s daughter to secure certain 3G frequencies, obtain telecommunication assets, and access the Uzbek market. [read post]
3 Jul 2009, 5:22 am
Instead, shareholders, as owners of the corporation, elect the board of directors to oversee management, who act as stewards over corporate assets. [read post]
  Among other examples, there are popular decentralized applications for collateralized lending and even more sophisticated financial applications. [read post]
5 Feb 2010, 6:05 am by Hal Scott, Harvard Law School,
Editor’s Note: Hal Scott is the Director of the Program on International Financial Systems at Harvard Law School. [read post]
13 Apr 2012, 10:48 am by Stikeman Elliott LLP
Despite the attractive and relatively secure yields, neither Parallel nor Eagle has a strong following in the market. [read post]