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24 Sep 2011, 12:06 pm
SEC Corporation Finance Director Meredith Cross testified before the Capital Markets subcommittee that Dodd-Frank amends the Section 404 requirements to provide that smaller companies (specifically those that are not “accelerated filers” or “large accelerated filers” are exempt from the requirement in Section 404(b) that an independent auditor attest to, and report on, the issuer’s assessment of its internal controls. [read post]
18 Aug 2022, 5:10 pm
As the Fourth Circuit has recognized, "[b]oth the [teacher] and the public are centrally interested in frank and open discussion of agenda items at public meetings. [read post]
23 Apr 2012, 4:44 pm
But these objectives, especially when viewed in the light of the overall policies underlying the federal securities laws , may work at cross-purposes to each other. [read post]
17 Feb 2011, 1:30 pm
The state said he was a monster, the cross-dressing, Nazi, serial killer. [read post]
29 Apr 2014, 9:01 pm
Although not cited by the Referee, testimony by Skype was also allowed by Sullivan County Court Judge Frank J. [read post]
18 Jul 2014, 9:06 am
To speak with a hardworking wrongful death attorney, please contact Friedman, Rodman & Frank, P.A. through our website or give us a call at (305) 448-8585. [read post]
19 Jan 2018, 7:44 am
The dedicated South Florida personal injury attorneys at the law form of Friedman, Rodman & Frank have extensive experience handling all types of personal injury claims, including Florida car accident cases. [read post]
2 Jun 2017, 6:25 am
Roe, Harvard Law School, on Friday, May 26, 2017 Tags: Bankruptcy, CHOICE Act, Dodd-Frank Act, FDIC, Financial crisis, Financial institutions, Financial regulation, Liquidation, Restructurings, SIFIs, Systemic risk Potential Regulatory Relief—Financial CHOICE Act 2.0 Posted by John Ellerman, Pay Governance LLC, on Saturday, May 27, 2017 Tags: CHOICE Act, Clawbacks, Compensation disclosure, Compensation ratios, Dodd-Frank Act, Executive Compensation, Incentives,… [read post]
3 Jul 2018, 6:00 am
In 2010, Dodd-Frank amended the CEA to make spoofing a stand-alone illegal practice. [read post]
26 Feb 2016, 2:39 pm
According to the report, the proposal’s treatment of enumerated hedges would curb some commonly used trading strategies, including spread trades, synthetic storage, and cross hedges. [read post]
21 Nov 2014, 4:38 pm
In 2003, Frank Special’s wife, Susan Special, died shortly after giving birth. [read post]
16 Jan 2023, 6:50 pm
Or you might cross the Kościuszko Bridge as you travel from LaGuardia airport. [read post]
19 Nov 2021, 5:57 am
Steinman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, November 12, 2021 Tags: Antitrust, Appraisal rights, Delaware cases, Delaware law, FTC, Merger litigation, Mergers & acquisitions, Private equity, Securities litigation, Termination Optimizing The World’s Leading Corporate Law: A 20-Year Retrospective and Look Ahead Posted by Lawrence A. [read post]
17 Apr 2017, 3:46 am
In response, the plaintiff made an unusual, conditional cross-motion under BCL § 1116 to withdraw his claim for dissolution, but only “if the Court intend[ed] to authorize an untimely election. [read post]
6 Jan 2022, 1:34 pm
It includes awards under the Dodd-Frank SEC Whistleblower and CFTC Whistleblower Programs. [read post]
6 Jan 2022, 1:34 pm
It includes awards under the Dodd-Frank SEC Whistleblower and CFTC Whistleblower Programs. [read post]
10 Feb 2023, 7:10 am
It’s Not Just RESPA The Advisory Opinion also cautions operators of Digital Mortgage Comparison-Shopping Platforms that a litany of other laws and regulations potentially apply to their conduct, including: Dodd-Frank Act prohibitions on unfair, deceptive, or abusive acts and practices; the Truth in Lending Act; the Fair Credit Reporting Act; the Telemarketing Sales Rule; the Telephone Consumer Protection Act; federal privacy laws; and a variety of state laws. [read post]
4 Apr 2016, 6:33 am
” Remus, Dana, and Frank S. [read post]
29 Apr 2014, 8:40 am
Frank Wolf. [read post]
17 Oct 2019, 7:17 am
Under the final rules, regulatory capital requirements increase in stringency based on measures of size, cross-jurisdictional activity, weighted short-term wholesale funding, nonbank assets, and off-balance sheet exposure. [read post]
