Search for: "In Re Securities and Exchange Commission"
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16 Mar 2022, 7:39 pm
Pix Credit HEREThe International Court of Justice (ICJ) delivers its Order on the Request for the indication of provisional measures presented by Ukraine in the case Ukraine v. [read post]
14 Mar 2022, 2:46 pm
SPACs have another label, thanks to Securities and Exchange Commission (SEC) rules – a blank check company issuing penny stocks. [read post]
14 Mar 2022, 3:58 am
Sourcing product from China just got even riskier. [read post]
12 Mar 2022, 7:20 am
Securities and Exchange Commission (SEC). [read post]
11 Mar 2022, 6:03 am
Securities and Exchange Commission. [read post]
3 Mar 2022, 12:19 pm
We’re coming for your ill-begotten gains. [read post]
3 Mar 2022, 12:19 pm
We’re coming for your ill-begotten gains. [read post]
1 Mar 2022, 3:15 am
Also on Friday, the Commission issued this 4-page release to reopen the comment period on proposed Exchange Act Rule 10c-1. [read post]
25 Feb 2022, 3:00 am
A lawsuit contended there were 26 Republican lawmakers from Arizona attending an annual conference of the American Legislative Exchange Council. [read post]
24 Feb 2022, 9:03 pm
” WHAT WE’RE READING THIS WEEK In a report, the U.S. [read post]
18 Feb 2022, 6:02 am
Background To address Section 953(a) of the 2010 Dodd-Frank Act, the Securities and Exchange Commission (SEC) published Proposed Rules in 2015 to address the Act’s stipulation that companies disclose information to show the relationship between actual compensation paid to executives and a company’s financial performance. [read post]
18 Feb 2022, 3:00 am
Now that money is gone and while the pandemic has ebbed it has not disappeared, and new challenges have arisen, including rising security threats, supply-chain disruptions, and escalating costs for basic materials such as paper ballots. [read post]
16 Feb 2022, 6:57 am
The merger “satisfied the closing condition” as part of an antitrust review by the Department of Justice, Discovery said in a regulatory filing with the Securities and Exchange Commission. [read post]
15 Feb 2022, 2:05 pm
Claims brought following the de-SPAC are similar to securities lawsuits brought against other public companies, arising under Section 10(b), Section 14(a) and/or Section 20(a) of the Securities Exchange Act. [read post]
10 Feb 2022, 9:03 pm
Securities and Exchange Commission (SEC) proposed changes to its whistleblower program rules. [read post]
10 Feb 2022, 6:21 am
Securities and Exchange Commission. [read post]
9 Feb 2022, 5:29 pm
At its open meeting on February 9, the Securities and Exchange Commission offered up a buffet of proposed regulations of private funds. [read post]
9 Feb 2022, 9:52 am
Stock buy backs were illegal until the Securities and Exchange Commission changed the law in 1982 with the safe harbor Rule 10b-18. [read post]
3 Feb 2022, 7:36 am
File An SEC Complaint If the defense contractor is a publicly-traded company, the Securities and Exchange Commission (SEC) may want to investigate. [read post]
3 Feb 2022, 6:58 am
File an SEC Complaint For publicly-traded companies, consider filing a report to the Securities and Exchange Commission (SEC). [read post]
