Search for: "MARY SCHAPIRO"
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20 Jul 2010, 8:59 am
Consider this by-the-numbers summary of what the Act requires, as reported by Law360: 800 new positions at the SEC according to SEC Chairwoman Mary Schapiro; 533 new regulations; 94 reports and 60 studies to provide guidance on future regulations; 12% increase in the SEC’s budget for fiscal 2011, as requested by President Obama (to date) to help implement the reforms; 5 new offices to be created by the Commission; and 1 independent consultant to… [read post]
20 Jul 2010, 8:07 am
Mary Schapiro says the SEC will need to add 800 people to implement financial reform, which she says promises to be “logistically challenging and extremely labor intensive. [read post]
19 Jul 2010, 2:37 pm
As SEC Chair Mary Schapiro said recently, "the SEC's job is not to define for the market what constitutes 'good' or 'bad' governance . . . . [read post]
19 Jul 2010, 2:37 pm
As SEC Chair Mary Schapiro said recently, "the SEC's job is not to define for the market what constitutes 'good' or 'bad' governance . . . . [read post]
17 Jul 2010, 8:00 am
The Commission cannot have more than three persons of the same party but the Chair, Mary Schapiro is typically labeled an independent so that means when Casey resigns, there is room for a third Democrat. [read post]
15 Jul 2010, 2:59 pm
The SEC enforcement team is on the beat under Chair Mary Schapiro, a big improvement over her predecessor Chris Cox, whom I criticized repeatedly on this blog for regulatory laxity. [read post]
15 Jul 2010, 11:47 am
Schapiro. [read post]
14 Jul 2010, 1:33 pm
The agency has also posted Chairman Mary Schapiro’s comments, and those of commissioners Luis A. [read post]
14 Jul 2010, 6:08 am
Schapiro now indicates review by the Commission is forthcoming (see this post on the Forum). [read post]
12 Jul 2010, 8:39 pm
Goldfarb, Wash Post, SEC Chairman Mary Schapiro considers overhauling rules to help investors Nate... [read post]
12 Jul 2010, 8:00 am
Securities and Exchange Commission Chairman Mary Schapiro July 9 assured a corporate governance gathering that her agency will meet the rulemaking challenges certain to follow passage of the Dodd-Frank Wall Street Reform and… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
11 Jul 2010, 10:09 am
Speech by SEC Chairman Mary L. [read post]
10 Jul 2010, 6:53 am
Editor’s Note: Mary Schapiro is Chairman of the U.S. [read post]
7 Jul 2010, 11:10 am
To Securities and Exchange Commission Chairperson Mary Schapiro: On June 30, 2010, Amedisys (NASDAQ: AMED) announced that it "received notice of a formal investigation from the Securities and Exchange Commission (SEC) pertaining to the company, and received a subpoena for documents relating to the matters under review by the Senate Finance Committee. [read post]
2 Jul 2010, 5:00 am
Schapiro. [read post]
27 Jun 2010, 4:05 am
To SEC Chairperson Mary Schapiro: In August 2009, I wrote my first Open Letter to the Securities and Exchange Commission detailing how Overstock.com deliberately violated Generally Accepted Accounting Principles (GAAP) in recognizing income for recoveries from underbilled fulfillment partners by improperly claiming that a “gain contingency” existed under accounting rules. [read post]
21 Jun 2010, 6:26 am
In the opening keynote address on June 20, 2010 at the Stanford Directors’ College at Stanford Law School in Palo Alto, California, SEC Chair Mary Schapiro discussed the SEC’s "singular" mandate to address the needs of investors, noting the increasing challenges involved in "making sure the markets are fair and efficient. [read post]
16 Jun 2010, 9:34 pm
While a large majority of S&P 500 firms have adopted majority voting policies, most mid- and small-cap companies have not done so.The Senate’s proposal on proxy access, if it becomes law, may complicate the SEC’s efforts to craft a final rule, which SEC Chairman Mary Schapiro has promised to complete in time for the 2011 proxy season. [read post]
16 Jun 2010, 10:47 am
Kanjorski endorsed the strong leadership of current SEC Chair Mary Schapiro and urged Congress to give her the tools to do the job. [read post]
15 Jun 2010, 3:50 pm
CNBC host Maria Bartiromo sat down Monday evening with Securities and Exchange Commission chairman Mary Schapiro to discuss Schapiro's very busy year-plus as the agency's head, the "flash crash," and secrets to her success. [read post]
