Search for: "Matter of Trader"
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18 May 2012, 2:43 am
This episode has given rise to renewed debate on matters of regulation of the financial services sector as well as corporate governance. [read post]
18 Nov 2011, 4:32 am
Matter of Opinion? [read post]
16 Aug 2024, 6:29 am
[MS Amlin Marine NV v King Trader Limited and Others [2024] EWHC 1813] [read post]
7 May 2015, 9:38 am
Supreme Court held in a 7-2 opinion that state law antitrust claims against defendant natural gas pipeline companies did not fall within the field of matters preempted by the Natural Gas Act (the “NGA”), 15 U.S.C. [read post]
9 Jun 2021, 6:00 am
” In the United States, and the United Kingdom, words do not lead to criminal charges, but Switzerland and Portugal are two of a handful of nations to treat words as a criminal matter. [read post]
4 Aug 2013, 9:31 pm
Jury testimony is permitted, therefore, on matters said to encompass “external matters” or “extraneous” influences on their deliberations (e.g., and most obviously, a threat, a bribe, reading or hearing about the trial from media sources, and so forth). [read post]
2 Jan 2020, 11:35 pm
Kat friend Darryl Ho discusses how the matter was recently handled under the always interesting trademark jurisprudence in Singapore. [read post]
15 Dec 2011, 7:40 am
" The Judge consolidated the Citigroup case with a related matter and set a trial date of July 16, 2012. [read post]
18 Oct 2018, 7:57 am
The Commission was more specific in its comment in footnote 183: “[W]e think NYSE Arca overstates the case by claiming that traders can ‘flee’ an exchange. [read post]
1 Aug 2019, 7:14 pm
The use of project code words for transactional matters is generally effective at protecting against disclosure of the identities of the parties to the transaction. [read post]
25 Sep 2008, 11:47 pm
Yearly bonuses may be appropriate for some (e.g. traders) but are clearly not appropriate for others (e.g. executives). [read post]
24 Jan 2011, 9:00 am
The court agreed to keep the subject-matter secret but not the claimant's name, having regard to the interests of the public and third parties. [read post]
29 Jan 2009, 5:15 am
What is your view of the compensation paid to executives and market traders at financial institutions? [read post]
20 Nov 2017, 12:01 am
The three have been able to cooperate in such matters as suppressing piracy. [read post]
7 Oct 2010, 3:55 am
On other occasions it may make a ruling which makes good sense to traders or consumers but appears to violate the text or purport of the laws. [read post]
31 May 2012, 3:36 am
M-Tech submitted that the secondary market for Oracle hardware is made up of traders authorised by Oracle and independent resellers. [read post]
21 Jun 2012, 1:00 pm
The application of criminal law provisions may be considered necessary to protect the specific subject-matter of the copyright, which confers inter alia the exclusive right of exploitation. [read post]
27 Nov 2023, 9:01 pm
That rule provides an affirmative defense to an allegation of insider trading if, among other things: (1) the trades are made pursuant to a written plan, (2) the plan is entered into when the trader did not have material nonpublic information, and (3) the plan does not permit the trader to exercise subsequent influence over how, when, or whether to effect the transactions. [read post]
27 Feb 2012, 1:23 pm
Both officials emphasized that law enforcement believes that the overwhelming majority of hedge funds and their traders are law-abiding and run their firms responsibly. [read post]
15 May 2008, 6:50 am
"The sad truth of the matter is it didn't have to be this way. [read post]
