Search for: "Morgan Asset Management" Results 561 - 580 of 830
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2 Apr 2018, 7:12 am by assoulineberlowe
’s (“A&B”) client, Akbar Nikooie, reached the last stage of a “bet the firm” battle against banking giant JP Morgan Chase (“JPMorgan”) and the once ubiquitous title insurance company Attorneys’ Title Insurance Fund (“ATIF”). [read post]
3 Aug 2018, 1:14 pm by Monica Williamson
Fredericks Peebles & Morgan LLP Associate Attorney, Omaha, Nebraska. [read post]
1 Apr 2022, 12:16 pm by Rob Robinson
Year Q122 M&A+I Data Points Activity By Month (Q1 2022) January – 2 February – 2 March – 3 Activity By Month (Q1 2021) January – 3 February – 3 March – 4 Activity By Month (Q1 2020) January – 6 February – 2 March – 2 M&A+I Events (Running Listing: November 2001 – Today) Index: eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 15-March-22Fireman & CompanyEpiq… [read post]
20 May 2013, 6:01 am by Doug Cornelius
  The focus is on the five areas in the October welcome letter: Marketing, Conflict of interest, Safety of client asset,  Portfolio Management, and Valuation. [read post]
1 Apr 2009, 10:58 am
The point about permanence is a broader one that speaks to the importance of the quality of the banks' assets. [read post]
20 May 2013, 6:01 am by Doug Cornelius
  The focus is on the five areas in the October welcome letter: Marketing, Conflict of interest, Safety of client asset,  Portfolio Management, and Valuation. [read post]
29 Jun 2022, 8:03 am by Dan Bressler
” Hat tip to Nigel Riley, general manager of risk and compliance solutions at Intapp, for sending this interesting one my way: “Game over? [read post]
16 Sep 2011, 6:41 am by David King Keller and Jane Shahi
“Few trends have emerged as rapidly as mobile usage of law firm web assets,” said Jill Nelson, Product Manager and Senior Consultant with LexisNexis-Redwood. [read post]
3 Jun 2011, 8:24 pm by Peter Conti-Brown
I'll instead reference two of the most heated exchanges between Admati and Pfleiderer on one side, and a managing director at JP Morgan Chase and a McKinsey consultant on the other. [read post]
28 Dec 2010, 10:41 am by Keith Griffin
In March 2010, the Financial Industry Regulatory Authority (FINRA) formally expelled Provident Asset Management LLC, the broker-dealer arm of Provident. [read post]
15 May 2012, 9:14 am by William McGrath
As discussed here, on April 25, 2012, DOJ announced that Garth Peterson, a former managing director for Morgan Stanley’s real estate business in China, pled guilty in federal court in Brooklyn, New York for participating in a conspiracy to evade the internal accounting controls which the company was required to maintain under the FCPA. [read post]
6 Mar 2024, 9:03 pm by renholding
Already 90 percent of the Russell 1000 issuers are publicly providing climate-related information, though that’s generally in sustainability reports outside of their SEC filings.[9] Further, nearly 60 percent of those top 1,000 companies are publicly providing information about their greenhouse gas emissions.[10] Investors ranging from individual investors to large asset managers have indicated that they are making decisions in reliance on that information.[11] It’s in… [read post]
14 Nov 2011, 2:13 pm
An action was brought against AXA Rosenberg Group LLCandnbsp;and its founderandnbsp;for concealing a significant error in the computer code of the quantitative investment model that they used to manage client assets, resulting in a $217 million payment from AXA to cover investor losses and a $25 million penalty. [read post]