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11 Nov 2016, 7:43 am by John Jascob
The SEC handles disgorgement and the DOJ imposes penalties and they do not double count, he stated. [read post]
17 Jul 2012, 7:00 pm by David Smyth
On June 21st, Judge Paul Crotty largely denied a motion to dismiss in Richman v. [read post]
17 Jul 2012, 7:00 pm by David Smyth
On June 21st, Judge Paul Crotty largely denied a motion to dismiss in Richman v. [read post]
27 Jun 2015, 2:50 pm by MOTP
The Supreme Court denied the plaintiffs' motion for rehearing in that case, and in the companion cases, on the same day it handed down its decision in the attorney-client arbitration case. [read post]
30 Jul 2014, 9:04 am
Circuit’s decision striking down the SEC’s conflicts mineral disclosure rule. [read post]
29 Jun 2011, 3:22 pm by Richard Pildes
  The most important court decision on that question was handed down by the Seventh Circuit in Judge v. [read post]
7 Jul 2008, 12:15 pm
  In other words, unless the Court was willing to issue a per se rule that these types of restrictions were always unconstitutional (like the way it struck down legislative veto in Chadha), this case simply doesn't intersect in any meaningful way with the president's constitutionally assigned duties. [read post]
3 Aug 2016, 8:11 am by Venkat Balasubramani
(Judge Rakoff is also known for not being afraid to go out on a limb in his rulings, and he famously battled with the SEC over his stance on prosecution of financial fraud.) [read post]
27 Mar 2007, 8:33 am
Recently, the SEC weighed in, siding with Tellabs. [read post]