Search for: "SEC v. Downe"
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20 Mar 2018, 1:16 pm
(Indeed, the Ninth Circuit recently held in Oracle v. [read post]
19 Mar 2018, 11:34 am
(See Sec 5.2). [read post]
14 Mar 2018, 4:10 am
Last week, the Federal Circuit handed down a nonprecedential decision in Capital Security Systems, Inc. v. [read post]
14 Mar 2018, 12:46 am
In total during FY 2017, parties in SEC actions were required to pay $2.9 billion in disgorgement, up from $2.8 billion in FY 2016, and $832 million in penalties, down from $1.2 billion the year before. [read post]
12 Mar 2018, 12:42 am
But the 2018 SEC Guidance is the first time the SEC has specifically revisited the 2011 SEC CF Guidance – and it is chock-full of meaningful takeaways for public companies. [read post]
7 Mar 2018, 4:06 pm
This is why the Supreme Court has rightly rejected such heightened security fee policies for parades and demonstrations in traditional public fora (see Forsyth County v. [read post]
5 Mar 2018, 8:21 am
This is why the Supreme Court has rightly rejected such heightened security fee policies for parades and demonstrations in traditional public fora (see Forsyth County v. [read post]
23 Feb 2018, 6:15 am
Yesterday [February 21, 2018], SCOTUS handed down its decision in Digital Realty v. [read post]
22 Feb 2018, 6:00 am
The Court handed down its decision in Digital Realty Trust v. [read post]
22 Feb 2018, 6:00 am
In his concurring opinion to the Fourth Circuit’s en banc opinion, handed down on Feb. 15, 2018 Chief Judge Roger Gregory answers this question in the negative. [read post]
22 Feb 2018, 3:30 am
The plaintiff in Squitieri v. [read post]
14 Feb 2018, 2:57 pm
In SEC v. [read post]
7 Feb 2018, 2:09 pm
At the same time, the SEC has been cracking down on ICOs that involved the offer or sale of a security that was not registered or structured to comply with an exemption from registration. [read post]
2 Feb 2018, 6:41 am
Circuit handed down its opinion in the PHH v. [read post]
25 Jan 2018, 9:00 pm
Millions of Americans marked the occasion with protest marches, while the federal government temporarily shut down due to a budget impasse.Reviews of the president’s first year in office were generally unkind. [read post]
24 Jan 2018, 5:00 am
In Kokesh v. [read post]
16 Jan 2018, 3:56 pm
Overall federal litigation continues to trend down, but I was surprised to see that the one area where litigation is increasing is securities litigation. [read post]
14 Jan 2018, 5:14 pm
Supreme Court’s January 12, 2018 order in the case of Raymond James Lucia v. [read post]
12 Jan 2018, 12:54 pm
SEC , a challenge to the practice of having SEC staff, rather than the whole commission, appoint administrative law judges of the Securities and Exchange Commission. [read post]
10 Jan 2018, 2:17 pm
Because current practice is for ALJs to be appointed by SEC staff rather than by the commission, a holding that they are officers would invalidate actions they had taken in the past. [read post]
