Search for: "Security First Managers, LLC."
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2 Sep 2022, 8:00 am
He also had his own firm, Shillin Wealth Management, which managed close to 3,000 accounts and had $135 million in assets under management, according to the charges. [read post]
2 Sep 2022, 6:54 am
Also in September 2020, a customer complained that Melilli violated the securities laws by alleging that Melilli made risky investments that were not fully understood and that management fees may not have been assessed correctly. [read post]
1 Sep 2022, 11:21 am
In the latest SPAC-related federal court securities class action lawsuit to be filed, a plaintiff shareholder has filed a securities suit against a building management technology company – which merged with a SPAC in 2021 — that recently restated its financial statements for the reporting periods after the company became publicly traded. [read post]
31 Aug 2022, 12:42 pm
The post Latest Headlines in Investment Fraud – August 2022 appeared first on Zamansky LLC. [read post]
30 Aug 2022, 6:39 am
appeared first on IncNow. [read post]
24 Aug 2022, 8:57 am
Over the past year, the Special Masters and Discovery Mediation Project team, led by Project Trustee Jay Yelton III, Of Counsel at Warner, Norcross & Judd LLC, iterated on guidelines for choosing and managing Special Masters and Discovery Mediators to keep cases focused on the merits. [read post]
23 Aug 2022, 9:44 am
Receptionist services need to follow privacy laws and keep their client information secure. [read post]
19 Aug 2022, 3:40 pm
A list of this week’s featured petitions is below: NGL Supply Wholesale, LLC v. [read post]
19 Aug 2022, 2:05 am
Motors, LLC, 2022 U.S. [read post]
18 Aug 2022, 1:33 am
Samson - Employment Law - Management and Labor Law – Management Melissa A. [read post]
18 Aug 2022, 1:33 am
Samson - Employment Law - Management and Labor Law – Management Melissa A. [read post]
18 Aug 2022, 1:33 am
Samson - Employment Law - Management and Labor Law – Management Melissa A. [read post]
18 Aug 2022, 1:33 am
Samson - Employment Law - Management and Labor Law – Management Melissa A. [read post]
17 Aug 2022, 7:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Aug 2022, 6:56 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
15 Aug 2022, 7:53 am
Atlanta-based Angel Oak Capital Advisors, LLC and its portfolio manager Ashish Negandhi recently settled securities fraud allegations brought by the Securities and Exchange Commission (SEC) in connection with alleged inaccurate disclosures about mortgage delinquency rates made to investors in AOMT 2018-PB1 notes, according to an Order Instituting Administrative and Cease-and-Desist Proceedings under the review by attorney Alan Rosca. [read post]
15 Aug 2022, 7:53 am
Atlanta-based Angel Oak Capital Advisors, LLC and its portfolio manager Ashish Negandhi recently settled securities fraud allegations brought by the Securities and Exchange Commission (SEC) in connection with alleged inaccurate disclosures about mortgage delinquency rates made to investors in AOMT 2018-PB1 notes, according to an Order Instituting Administrative and Cease-and-Desist Proceedings under the review by attorney Alan Rosca. [read post]
15 Aug 2022, 7:53 am
Atlanta-based Angel Oak Capital Advisors, LLC and its portfolio manager Ashish Negandhi recently settled securities fraud allegations brought by the Securities and Exchange Commission (SEC) in connection with alleged inaccurate disclosures about mortgage delinquency rates made to investors in AOMT 2018-PB1 notes, according to an Order Instituting Administrative and Cease-and-Desist Proceedings under the review by attorney Alan Rosca. [read post]
15 Aug 2022, 3:48 am
First, in response to plaintiffs’ argument that their status as the only other members of the LLC obviated the requirement that a claim of misappropriation of funds owed to the LLC be brought derivatively, the court answered simply that “[a]ny injury is to [the LLC], and any damages must be recovered by [the LLC],” citing as authority the Court of Appeals’ 1989 opinion in Glenn v Hoteltron Systems, Inc. [read post]
12 Aug 2022, 6:34 am
” “‘This is one of the first substantive pieces of guidance on Reg BI for the brokerage industry and the fiduciary standard for investment advisers’ under SEC Chairman Gary Gensler, Jim Lundy, a partner and member of the Securities Enforcement & Litigation Practice at Foley & Lardner LLP, said in an email. [read post]
