Search for: "Select Portfolio Service"
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15 Jun 2016, 8:08 am
”[4] They see Citizen VC and the Companion C&DIs as a compliance roadmap for any issuer to contact an unlimited number of prospective investors via impersonal non-selective means (e.g., the internet) without jeopardizing Rule 506(b) compliance. [read post]
12 Jun 2016, 9:00 pm
It is anticipated that the person selected for this position will initially handle litigation and administrative law issues. [read post]
7 Jun 2016, 6:00 am
It was a fitting end to a dominant career that included five NBA Championships, two Olympic Gold Medals, 18 All Star Selections, one NBA MVP award and nearly 34,000 points scored. [read post]
17 May 2016, 4:24 am
Companies in its current portfolio include Concentra, a division of Select Medical and provider of occupational medicine, urgent care, physical therapy and wellness services; K2M, a manufacturer of a portfolio of spine surgery products; U.S. [read post]
12 May 2016, 8:26 am
In turn, the traditional liquidity providers have offloaded a significant amount of inventory.Sokobin said that there is likely a change in the demand for liquidity services, led by market participants who demand liquidity because they may need to adjust their portfolios quickly to meet inflows and outflows. [read post]
11 May 2016, 8:48 am
Such an adviser would be considered a fiduciary if the adviser: Makes a “recommendation” with respect to buying, holding, selling, or exchanging of securities or other investment property (including assets rolled over from a plan) or Makes a “recommendation” as to the management of securities or other investment property, investment policies or strategies, portfolio composition, selection of other persons to provide investment advice or services… [read post]
11 May 2016, 8:48 am
Such an adviser would be considered a fiduciary if the adviser: Makes a “recommendation” with respect to buying, holding, selling, or exchanging of securities or other investment property (including assets rolled over from a plan) or Makes a “recommendation” as to the management of securities or other investment property, investment policies or strategies, portfolio composition, selection of other persons to provide investment advice or services… [read post]
10 May 2016, 6:00 am
These tools typically perform the necessary functions involved in managing an investor’s portfolio, including customer profile development, asset allocation, portfolio selection, trade execution, portfolio rebalancing, and tax-loss harvesting. [read post]
8 May 2016, 9:01 pm
Current Status: 4/28/2015 - House Ways and Means, (Second Hearing) ORC Sections: 5705.19 HB95 DENTAL INSURERS-NO FEE SCHEDULE (DEVITIS A) To prohibit a health insurer from establishing a fee schedule for dental providers for services that are not covered by any contract or participating provider agreement between the health insurer and the dental provider. [read post]
3 May 2016, 8:08 am
Rovi says that many of the patents in their current patent portfolio were not in the portfolio at the time Comcast originally entered into its licensing deal some 12 years ago. [read post]
2 May 2016, 11:28 am
Accountability of servicers for errors, such as through the ED’s monitoring of complaints submitted to the online complaint system being developed by the ED, a servicer escalation process in which borrower disputes are reevaluated by senior personnel, and servicer monitoring of third-party contractors Transparency in information about the performance of private and federal student loans and practices of individual student loan lenders and servicers through… [read post]
18 Apr 2016, 1:23 pm
Annin believes there is a shift underway and that sustainable products and environmentally and socially responsible portfolios of investme [read post]
17 Apr 2016, 8:27 am
I recently had the privilege of speaking about the Trans-Pacific Partnership (TPP) at the Fordham 24th Annual Intellectual Property Law and Policy Conference, a stellar international IP conference. [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
11 Apr 2016, 9:00 am
For purposes of the final fiduciary rule, a “recommendation” includes providing advice with respect to: buying, holding, selling, exchanging, or rolling over securities or other investment property, or management of securities or other investment property, investment policies or strategies, portfolio composition, selection of other persons to provide investment advice or services, selection of investment account arrangements, and recommendations with… [read post]
18 Feb 2016, 10:46 am
Under United States Supreme Court Case, Tulsa Professional Collection Services, Inc., v. [read post]
18 Feb 2016, 10:40 am
As part of the asset management function, the administrator may have to liquidate or run a business or manage a securities portfolio. [read post]
12 Feb 2016, 5:06 am
” Commentators quickly discovered that the Fine Brothers had amassed an extensive trademark portfolio relating to reaction videos, including registrations for KIDS REACT, TEENS REACT, and ELDERS REACT, each for “Entertainment services, namely, an on-going series of web site programs in the field of observing and interviewing” the applicable demographic. [read post]
9 Feb 2016, 5:00 am
It will also continue to review the supervision procedures of branch offices of SEC-registered entities and fee selections which can lead to reverse churning. [read post]
