Search for: "Walling v. Frank"
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16 May 2011, 7:32 am
A less direct effort to reverse Concepcion could arise from Section 1028 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Pub. [read post]
16 May 2011, 6:32 am
In one of the first cases to analyze the preemption standard contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, in Baptisa v. [read post]
10 May 2011, 10:11 pm
Twelve Steps to Good Corporate Governance: In light of the changes wrought by the Dodd-Frank Act and other developments, the corporate governance landscape has been transformed. [read post]
4 May 2011, 3:17 pm
Reuters and the Wall Street Journal speculate that Warren may have the power under the Dodd-Frank law to regulate contracts in consumer financial services. [read post]
2 May 2011, 8:12 am
Update on Dodd-Frank Investment Adviser Registration Requirements Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which became law on July 21, 2010, repealed effective July 21, 2011, the private advisor exemption from registration as an investment adviser under the Investment Advisers Act of 1940 (Advisers Act). [read post]
2 May 2011, 5:00 am
Since last Wednesday the legal blogosphere has been busily abuzz about AT&T Mobility v. [read post]
26 Apr 2011, 6:05 am
Frank Pasquale of Balkinization explains that “while IMS v. [read post]
25 Apr 2011, 4:30 am
This seems precisely backwards.2) The Wall Street Journal has a characterized you as a “leading tort reform advocate. [read post]
19 Apr 2011, 3:36 pm
Gupta contends that the SEC allegations took place at least a year and a half before the Dodd-Frank Wall Street Reform and Consumer Protection Act gave regulators permission to file such an action. [read post]
7 Apr 2011, 9:04 pm
Back to Matthew Kluger v. [read post]
4 Apr 2011, 9:26 am
After taking his law degree at Harvard, he was a law clerk to the late Circuit Judge Frank M. [read post]
1 Apr 2011, 11:06 am
The SEC voted to propose rules directing the national securities exchanges to adopt listing standards related to a company’s compensation committee, as well as the compensation advisers that these committees retain, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 952. [read post]
1 Apr 2011, 8:27 am
In the meantime, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
30 Mar 2011, 7:00 am
The amendments are driven by the Dodd-Frank Wall Street Reform and Consumer Protection Act requirement that such credit-rating references be replaced with other standards. [read post]
29 Mar 2011, 6:39 am
Hanson, Comment, Defend the Williams Wall, leave professional sports drug testing policies in shambles: the decision and consequences of Williams v. [read post]
21 Mar 2011, 5:32 pm
” The emergency program’s details have been made public by the Fed, under Congress’s mandate in the so-called “Dodd-Frank Wall Street Reform and Consumer Protection Act” that took effect last July. [read post]
16 Mar 2011, 7:05 am
Questions about the invitation may be phoned to Ivan V. [read post]
15 Mar 2011, 12:39 pm
For example, the regulatory reform law essentially reversed the Supreme Court case Watters v. [read post]
15 Mar 2011, 12:04 pm
While these actions reflect the Commission’s interest in bringing actions against these types of directors, they are consistent with the Commission’s historical practice of pursuing cases against independent directors only when it believes that they personally have engaged in violative conduct or have repeatedly ignored significant red flags One of the actions was brought as an administrative proceeding instead of as a complaint in federal court and illustrates how the… [read post]
14 Mar 2011, 4:30 am
")Bob Dylan - "Walls of Red Wing" ("Oh, some of us will wind up in St. [read post]
