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26 Oct 2018, 5:01 am
When it comes to investment, most people think of bank accounts, stocks, bonds, real estate, precious metals, and commodities. [read post]
7 Mar 2011, 6:56 pm
On the other hand, there are good arguments for not requiring the registration of a foreign bank that conducts business indirectly with U.S. customers through a U.S. [read post]
26 Jul 2012, 5:16 am
We apologize to those customers who were impacted and we are committed to making it right. [read post]
2 Feb 2012, 11:06 am
In addition, while the corporate debt market is characterized by a relatively small number of issuers and debt issues of significant size, noted the MSRB, the municipal securities market is characterized by a much larger number of issuers and much smaller issue sizes.The trading on behalf of customers exemption would effectively require covered banking entities either to act in a fiduciary capacity for a customer or as a riskless principal. [read post]
25 Aug 2006, 5:44 am
The final issue is that many RAL customers don't have bank accounts, which means they must pay a fee of 3-5 percent to get the check cashed. [read post]
29 Jan 2021, 8:55 pm
The regulator has identified barriers to the future success and adoption of open banking as it grows in the UK and to address these it sets out in CP21/3 proposed amendments to the onshored technical standards on strong customer authentication and secure methods of communication (SCA-RTS). [read post]
28 Oct 2019, 9:28 am
Pica also allegedly refused to provide documents and information requested by FINRA staff, including the mortgage application he purportedly submitted to the bank in connection with the home he and his wife purportedly purchased allegedly using his customer’s money. [read post]
4 Jun 2011, 4:24 am
The bank was also compelled to disclose the details of bank accounts of 250 American customers suspected of tax evasion and later another 4,400 or so more in order to avoid civil prosecution by the IRS. [read post]
3 Sep 2009, 11:38 am
You could see your bank on there. [read post]
2 Dec 2008, 7:00 pm
Take this artful sentence in yesterday's press release from Washington Banking, announcing Treasury's approval of $26 million in TARP funding:“Our ability to meet the needs of our customers and the communities we serve will be further strengthened by these funds. [read post]
25 Feb 2010, 6:54 pm
And all of its customers will enjoy our client's high quality products. [read post]
5 Jul 2011, 1:01 pm
But if you file bankruptcy on a credit card with a credit union, they will close all your accounts and fire you as a customer.) [read post]
14 Feb 2011, 1:48 pm
They are a local boutique bank with super customer service and a strong foothold in the Tampa Bay attorney banking market. [read post]
26 Jan 2012, 9:29 am
According to the pleadings, the three advisers worked for the Zurich branch of “Swiss Bank A,” which began actively recruiting U.S. customers in 2008 after another bank, UBS AG, lost U.S. accounts due to an IRS investigation and eventual litigation. [read post]
28 Apr 2011, 7:42 pm
So WalMart has to charge all of its customers for using the parking lot, even if those customers who walked, took public transit, helicopter or parachute. [read post]
25 Jan 2014, 3:00 am
They are tailored to detect international money laundering and terrorist financing in the banking, financial, and investment sectors by establishing compliance programs designed to report suspicious activities, verify customer identities (so-called Know Your Customer programs), disclose high value transactions, and more.Banks, casinos, and securities brokers are among the industries covered by the BSA. [read post]
15 Mar 2019, 5:00 am
Tarbert agreed that the rule should be narrowly tailored regarding community banks or that they should be exempted altogether. [read post]
11 Jun 2022, 12:47 pm
The mere fact that Tiger Lily’s whisky customers have not affirmatively said that they are confused by “ask[ing] for a banking product or service” or “indicat[ing] that they felt deceived,” see id., does not prove that customers have not in fact been confused about whether the whisky is affiliated with Lehman Brothers; the “absence of evidence is not always evidence of absence. [read post]
21 Jul 2013, 8:19 pm
[Ah, the Goldman we know and love.]"3.The dark inventory hoards can be used to the trading advantage of the banks." [read post]
13 Jul 2022, 10:58 am
Most recently: The Rhode Island Department of Banking amended Rule 230-RICR-40-10-2 (Lenders, Loan Brokers, Small Loan Lenders, Third-Party Loan Services and Mortgage Loan Officers) to codify previously issued guidance allowing for remote work locations for mortgage loan originators. [read post]
