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19 May 2009, 6:00 am
Phelps's story is a timely reminder that the costs of an incident involving drugs can begin to mount long before a case is brought to trial. [read post]
13 Sep 2019, 8:38 am by Andrew Judkins (UK)
The average time to complete enforcement was 42 months for settled cases and 82 months for cases referred to the Tribunal. [read post]
13 Feb 2011, 11:59 am
If you believe your investment advisor, financial advisor or stock broker has committed a fraud contact a South Florida securities fraud lawyer or law firm. [read post]
9 Aug 2012, 8:22 am by Steven Berk
Well, this New York Times article argues that failure in the financial system actually helps to improve the financial system, a theory the article calls “creative destruction. [read post]
16 Apr 2010, 2:20 pm by brettb
The Securities and Exchange Commission has accused the financial giant Goldman Sachs with fraud in a civil lawsuit filed today, according to the New York Times. [read post]
22 Feb 2007, 7:19 am
NASD Fines Raymond James Financial Services, Inc. $2.75 Million for Lax Supervision of Producing Branch Managers, NASD, February 21, 2007 Raymond James Fined in Lack of Oversight, New York Times, February 22, 2007 Related Web Resources: Raymond James Financial NASD NASD BrokerChecker [read post]
20 Jul 2020, 8:00 am by ernst
Filippo Annunziata, Bocconi University, has posted At the Early Dawn of the Modern Regulation of Financial Markets: The Villainy of Stock-Jobbers (1701) and The Anatomy of Exchange Alley (1719) by Daniel Defoe:NYPLIn the year Robinson Crusoe (1719) is delivered to the press, Daniel Defoe publishes a magnificent pamphlet (The Anatomy of Exchange Alley: or a System of Stock-Jobbing) where he mercilessly exposes the serious embezzlement he observes on the London exchange market, throwing… [read post]
8 Nov 2012, 8:09 pm by Bryan Fears
With a plan of reorganization lasting up to five years, a Chapter 13 reorganization give you time to get your financial house in order. [read post]
16 Mar 2020, 8:26 pm by Howard Bashman
“Supreme Court Postpones Arguments Over Coronavirus; The court said it would reschedule two weeks of arguments that had been set to start March 23, including major cases on President Trump’s financial records”: Adam Liptak of The New York Times has this report. [read post]
28 Sep 2012, 1:11 pm by MLB
Ropiequet has published an article in the Non-Prime Times entitled “What’s in Store on Fair Lending from the CFPB? [read post]
30 Apr 2021, 8:30 am by Reed Allmand
After many years of financial hardships and going bankrupt several times, Katona impresses fans (and anyone struggling with finances) by announcing that she is yet again a homeowner! [read post]
18 Nov 2008, 4:27 pm
It is no secret that the housing market crashed months ago and the financial markets seemed to follow resulting in difficult economic times for people throughout Jacksonville and Florida. [read post]
24 Oct 2017, 10:27 am by Janet P. Peyton
The timing of the announcement in light of last month’s disclosure of the Equifax breach of approximately 140 million consumers’ financial data seems noteworthy, as all companies whose businesses rely on the consumer-authorized financial data market are scrambling to regain consumer trust. [read post]
24 Oct 2017, 10:27 am by Janet P. Peyton
The timing of the announcement in light of last month’s disclosure of the Equifax breach of approximately 140 million consumers’ financial data seems noteworthy, as all companies whose businesses rely on the consumer-authorized financial data market are scrambling to regain consumer trust. [read post]
By this time, firms will need to ensure they are resilient to disruption of their important business services, which if disrupted, could pose a risk to their safety and soundness or in certain cases to the financial stability of the UK. [read post]
19 Nov 2008, 1:51 pm
In a recent ( 11/18/08) column by Michael Skapinker in the Financial Times, he discusses the tension between executive management,  who often have personal stakes in short term outcomes, and shareholders/employees/pensioners, the latter two in particular have longer term stakes in the financial well-being of the institution. [read post]
20 Oct 2022, 1:16 am by Shawn Barnett (ZA)
During this transitional period, providers may continue to render financial services in relation to crypto assets without being licensed, provided that a license is applied for within the time period mentioned above. [read post]