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21 Dec 2017, 12:08 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael McTigue (McTigue), in August 2017, was terminated by his employer ProEquities after the firm alleged that during a recent branch inspection of the firm discovered issues relating to (1) use of unapproved email address; (2) use of unapproved performance report; (3) customer signature discrepancies on firm paperwork; (4) frequent trading of mutual fund A shares; (5) breakpoint sales of… [read post]
21 Dec 2017, 6:56 am
Private placement investments generally involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. [read post]
20 Dec 2017, 9:01 pm
Small investors may indirectly invest in hedge funds—less regulated mutual funds. [read post]
20 Dec 2017, 9:37 am
The awards were also over twenty-three times more than the median award granted to other companies’ non-employee directors after mutual-to-stock conversions. [read post]
20 Dec 2017, 7:14 am
From a practical perspective, NDAs have proven a valuable tool in resolving contentious and emotionally fraught litigation, to mutual advantage. [read post]
19 Dec 2017, 4:00 am
These were the days of collaborative collection development policies (I’ll collect Caribbean law if you’ll collect East Africa, etc), the development of the KF Classification Modified for Use in Canadian Law Libraries, resource sharing agreements, and other joint and shared projects of mutual benefit to the whole law library community. [read post]
18 Dec 2017, 5:48 am
Sec., supra, 267 F.3d 821 [FAA reverse preempted by Missouri Arbitration Act’s prohibition on arbitration clauses in insurance contracts]; Mutual Reinsurance Bureau v. [read post]
18 Dec 2017, 4:46 am
Other fees and expenses like those associated with mutual funds. [read post]
17 Dec 2017, 12:05 pm
The reemphasis on mutual exclusivity between basic telephony and enhanced, information services may force the Commission’s hand. [read post]
17 Dec 2017, 12:05 pm
The reemphasis on mutual exclusivity between basic telephony and enhanced, information services may force the Commission’s hand. [read post]
16 Dec 2017, 4:55 am
David Houck provided an update on United States v. al-Nashiri, where an ethics expert testified on the defense team’s withdrawal. [read post]
15 Dec 2017, 9:26 am
They provide details of the key relevant guidance. [read post]
14 Dec 2017, 3:05 pm
Default rules of procedure – Model arbitral rules of procedure as provided in Annexure 2 to this Report may be incorporated in the ACA to operate as the default rules of procedure for arbitrations, unless parties exclude its operation (wholly or in part) by mutual consent at any time. [read post]
14 Dec 2017, 11:53 am
The two countries, which have suffered from a frayed diplomatic relations, seek to strengthen bilateral ties in a mutual effort to deter North Korea’s missile program. [read post]
14 Dec 2017, 11:03 am
Paragraph 62 of the Armistice Agreement states that the provisions of the Agreement “shall remain in effect until expressly superseded either by mutually acceptable amendments and additions or by provision in an appropriate agreement for a peaceful settlement at a political level between both sides. [read post]
14 Dec 2017, 9:26 am
Compared to traditional investments, such as stocks, bonds and mutual funds, non-traded REITs are more complex. [read post]
14 Dec 2017, 5:18 am
Progressive County Mutual Insurance Co. [read post]
14 Dec 2017, 3:57 am
The letter agreements provided [*2]for a three-year limitations period, as follows: “No action, regardless of form, arising out of the services under this agreement may be brought by either of us more than three years after the date of the last services for the year in dispute provided under this agreement. [read post]
13 Dec 2017, 4:04 pm
Justice Breyer’s attempt here to draw a line is unlikely to persuade his fellow justices, given that “personal” and “commercial” are not mutually exclusive as bank records could reveal highly personal information about a person. [read post]
12 Dec 2017, 4:36 pm
On July 25, 2017, the SEC provided important initial guidance on its views of whether ICOs are securities when it released a Section 21(a) Report of Investigation on its findings regarding the token sale by The DAO (more on the report itself later). [read post]
