Search for: "Above The Bar Investments, LLC"
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12 Sep 2011, 3:00 am
The case, Big Brows LLC v. [read post]
27 Oct 2008, 12:00 pm
The link is provided above. [read post]
14 Feb 2024, 9:37 am
See In re 1729 Investments LLC, Serial No. 90694523 (April 24, 2023) [not precedential]. [read post]
7 Jul 2022, 9:01 pm
I write in support of the settled administrative proceeding against Hamilton Investment Counsel LLC (“HIC”) and Jeffrey Kirkpatrick.[1] Because Mr. [read post]
20 Dec 2013, 4:08 pm
while he worked as a registered Representative with the above mentioned firms, you may have a claim to recover your losses. [read post]
6 Mar 2012, 8:33 am
For these violations, the SEC has barred Mr. [read post]
6 Mar 2012, 8:33 am
For these violations, the SEC has barred Mr. [read post]
16 Dec 2009, 5:18 am
If you suffered investment losses because of fraud, unauthorized trading, conversion or misrepresentation on the part of the above individuals, please contact us. [read post]
8 Dec 2008, 12:00 pm
The Overhoff decision cited in the above passage is an interesting one. [read post]
23 Sep 2019, 3:32 am
” The four members each invested $80,000 in the venture. [read post]
31 Mar 2020, 6:32 am
In Alphonse, a mortgagor brought suit against a parent LLC, even though the facts at bar indicated the damages arose between Alphonse and a series of the parent LLC. [read post]
13 Dec 2019, 9:39 am
In the case, Move Press, LLC v. [read post]
10 May 2021, 3:56 am
The sponsor LLC is subject to the same trials and tribulations of any LLC as far as rights, duties, and potential conflicts among the members. [read post]
11 Dec 2009, 6:14 am
" One of our favorite anecdotes in the story concerns the above photo. [read post]
17 Oct 2006, 9:44 am
Adding to the example above, questions should be asked about the type of each entity (LLC vs. [read post]
4 Mar 2022, 7:22 am
The benefit amount of the policy is generally above $50,000. [read post]
21 May 2012, 3:00 am
Unlike the one in Abner's agreement, Section 11.1 of Cooperstown's agreement explicitly prohibits members from engaging in any "venture or investment [that is] competitive with the Camp" and further bars a member from gaining any share of income or profit from a competitive business. [read post]
27 Apr 2022, 8:37 am
He then approached the customers to borrow $300,000 so that he and his company, JDL Capital, LLC, could do some additional futures trading investments for them. [read post]
21 Mar 2022, 4:29 am
As noted above, FER and Mr. [read post]
14 Sep 2022, 7:31 am
According to his FINRA Broker report, Bailey was reportedly affiliated with the following firms, among others during his career in the securities industry: 02/27/2009 – 07/16/2020, LPL FINANCIAL LLC (CRD#:6413), WORCESTER, MA, 02/01/2006 – 02/27/2009, LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870), WORCESTER, MA The Financial Industry Regulatory Authority (FINRA) reportedly barred Couture in October 2020 after the above… [read post]
