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16 Dec 2022, 10:47 am
FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute. [read post]
8 Nov 2013, 5:13 pm
Santana is the chief financial advisor to the mayor, and his office has direct oversight over the city's budget, labor negotiations, and development incentives for the City. [read post]
23 Feb 2023, 10:04 am
FINRA makes available an arbitration forum—pursuant to rules approved by the SEC—but has no part in deciding the award. [read post]
25 Jun 2014, 4:20 am
National Security Advisor Susan Rice addressed the Forum. [read post]
26 Mar 2007, 2:30 am
For further information on this Forum, please contact Graham Ross or Ethan Katsh. [read post]
6 Feb 2018, 6:37 am
To date, the Forum has published more than 6,000 posts by close to 5000 contributors, including prominent academics, public officials, executives, legal and financial advisors, institutional investors, and other market participants. [read post]
9 Mar 2016, 2:59 pm
The intensive five-day, certificate course was developed by the Forum of Canadian Ombudsman and the Law Faculty of the University of Sherbrooke in collaboration with Osgoode Hall Law School, York University. [read post]
15 May 2017, 6:08 am
(discussed on the Forum here); and Pre-Disclosure Accumulations by Activist Investors: Evidence and Policy by Lucian Bebchuk, Alon Brav, Robert J. [read post]
2 Feb 2022, 7:15 am
Jean Cantrell has joined us, in a part time capacity, as a Senior Advisor. [read post]
15 Feb 2023, 9:29 am
Wells, Fifth Third Securities, Reportedly Indicted for Fraud Scheme Financial advisor David S. [read post]
22 Apr 2022, 9:20 am
NI Advisors Lawsuits: Recovery Options for GWG L Bond Investors Have you suffered investment losses involving GWG L Bonds with NI Advisors? [read post]
1 Jun 2023, 12:58 pm
FINRA operates the largest ADR forum for securities disputes in the US with considerable experience offering parties the opportunity to resolve conflicts. [read post]
10 Sep 2024, 7:17 am
ET), for a public forum series on nationwide injunctions. [read post]
10 Aug 2020, 7:17 am
Our firm is teaming up with Asbury Legal, Aspect Advisors and Blockchain Tax Partners to host a live discussion where we will talk about what you want to talk about. [read post]
14 Sep 2022, 12:06 pm
The case is Boxer Advisors, LLC v. [read post]
10 Mar 2023, 1:51 pm
This forum is FINRA arbitration. [read post]
30 Jan 2023, 6:31 am
Related research from the Program on Corporate Governance includes Index Funds and the Future of Corporate Governance: Theory, Evidence and Policy (discussed on the Forum here) by Lucian A. [read post]
30 Jan 2023, 6:31 am
Related research from the Program on Corporate Governance includes Index Funds and the Future of Corporate Governance: Theory, Evidence and Policy (discussed on the Forum here) by Lucian A. [read post]
29 Oct 2012, 5:00 am
Bruce Kelley over at InvestmentNews.com reported last week that FINRA Dispute Resolution wil be opening its arbitration forum to handle disputes involving registered investment advisor (RIA) firms, provided that such RIA agreed to utilization of the forum. [read post]
26 Nov 2023, 9:05 pm
With more than 200 registrations, the forum will welcome scientists from the European Food Safety Authority (EFSA), policy advisors from the European Commission, representatives from consumer protection NGOs, and other experts. [read post]
