Search for: "April Morgan"
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30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
29 Jan 2024, 12:00 pm
Between February 2014 and April 2017, the firm reportedly submitted at least 869 blue sheets with inaccuracies to FINRA and the SEC, misreporting data on approximately 156,678 options transactions. [read post]
12 Jan 2024, 11:58 am
He has one customer complaint filed against him in April 2022 for allegations of “MISREPRESENTATION WITH RESPECT TO BLOCK TRADING 2021. [read post]
24 Dec 2023, 9:05 pm
The Growth in Business Support for Regulation April 19, 2023| J.S. [read post]
18 Dec 2023, 3:05 am
Despite this finding, former editor of the Daily Mirror, Piers Morgan, made a public statement continuing to deny any knowledge. [read post]
10 Dec 2023, 9:01 pm
As a capital allocation decision, share buybacks intersect all three of the main corporate finance activities of investing, financing, and dividends[1]. [read post]
4 Dec 2023, 2:21 am
The Press Gazette suggested that Morgan is likely to be protected by the “bane and antidote defence” should any libel action be pursued. [read post]
4 Dec 2023, 1:11 am
The Resale Right & Aboriginal Art in Australia While contemporary complexities have largely rendered the ARR as an antique, many artists maintain a favorable opinion of the resale right.[24] Their support is far from baseless; in Australia, for example, the resale royalty scheme has seemingly achieved, and even exceeded, the equitable aims of the ARR’s conception.[25] The scheme, which is set up to pay 5 percent in royalties to artists on all works sold on the secondary market over… [read post]
8 Nov 2023, 10:14 pm
Between December 1, 2014, and April 30, 2016, a particular index gained 2 percent. [read post]
3 Nov 2023, 11:39 am
April K. [read post]
2 Nov 2023, 6:55 am
Filoramo’s most recent employer, Morgan Stanley, terminated his employment on 05/01/2023. [read post]
30 Oct 2023, 6:17 am
Ya had layoffs at Morgan Stanley. [read post]
24 Oct 2023, 7:41 am
” In July 2021, Coe further stated that the county had “met with the Governor several times” and that he and Smith had “come up with a plan that we’ve been trying to implement . . . we formulated this back in April . . . anybody that we catch on private property, we will prosecute for criminal trespass. [read post]
19 Oct 2023, 5:53 am
Morgan, 372 N.C. 609, 617 (2019). [read post]
18 Oct 2023, 6:00 am
Reefer sought out MacDonald for a sales role and, in April of 2022, MacDonald began working for Reefer as their Sales and Operation Manager of the Truck Body Division. [read post]
18 Oct 2023, 6:00 am
Reefer sought out MacDonald for a sales role and, in April of 2022, MacDonald began working for Reefer as their Sales and Operation Manager of the Truck Body Division. [read post]
4 Oct 2023, 4:30 pm
… An example of … [this] category is supplied by the facts of [Morgan v Odhams Press Ltd [1971] 1 WLR 1239 (HL)]; reference in the article to a “dog-doping gang” which the claimant contended would be understood to refer to him by readers with knowledge of extrinsic facts. 22. [read post]
26 Sep 2023, 9:01 pm
JP Morgan Chase,[1] concluding that the plaintiff failed to adequately plead that the syndicated term loans at issue were securities. [read post]
22 Sep 2023, 2:15 pm
Two of the dispute disclosures, both dated April 14th, made similar allegations. [read post]
22 Sep 2023, 2:15 pm
Two of the dispute disclosures, both dated April 14th, made similar allegations. [read post]
