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29 Sep 2011, 10:23 am by admin
Robert Colby, a partner at Davis Polk and Wardwell LLP and a former deputy director of the Securities and Exchange Commission’s Division of Trading and Markets, agreed with Brown-Hruska. [read post]
11 Aug 2011, 7:56 pm by Fred Abrams
But while the changes recommended by the STAR report “make sense,” banks may be reluctant to assume a greater regulatory burden in monitoring PEP accounts, said Steffen Binder, co-founder of My Private Banking and the author of the May 2 report. [read post]
15 Dec 2010, 7:21 am by David Lat
Christiansen — Banking/Regulatory — Washington, D.C. [read post]
12 Jul 2010, 1:05 pm by Steve Bainbridge
He is being punished for failing to fix problems that are largely beyond his control, just as Bush was for Katrina: As Colby Cosh of Canada’s National Post put it at the time, “the 49 percent of Americans who have been complaining for five years about George W. [read post]
8 Jun 2010, 7:34 pm
My name is Tom Galligan and since 2006 it has been my good fortune to serve as the President of Colby-Sawyer College in New London, New Hampshire where I am also a Professor in the Humanities Department. [read post]
15 Jan 2010, 7:00 am by Fred Abrams
The Association of Certified Anti-Money Laundering Specialists is a private sector anti-money laundering credentialing organization and Colby Adams is a reporter affiliated with it. [read post]
30 Nov 2009, 5:09 am
Dissecting the Dodd Bill's Broker-Dealer Provisions In this podcast, Bob Colby of Davis Polk (and former Deputy Director of the SEC's Division of Trading & Markets) provides insight into the broker-dealer provisions of the Dodd bill and what we can expect to see, including: - What is the background of the broker-dealer provisions of the Dodd bill and how did they come to be? [read post]
2 Aug 2009, 7:29 am
(Editor’s Note: This post is based on a client memo by Randall Guynn, Arthur Long, Annette Nazareth, Margaret Tahyar, Robert Colby, Courtenay Myers and Reena Agrawal Sahni of Davis Polk & Wardwell LLP.) [read post]
22 Jun 2009, 2:31 pm
Tahyar, Robert Colby, and Reena Agrawal Sahni of Davis Polk & Wardwell LLP. [read post]
17 Jun 2009, 1:38 pm
Tahyar, Gerard Citera, Robert Colby, Courtenay Myers, and Reena Agrawal Sahni of Davis Polk & Wardwell.) [read post]
16 Dec 2008, 12:04 am
According to a statement by the firm, the two year investigation resulted in roughly 1,750 interviews, over 1,000 informational briefings, 82 million documents electronically searched and 14 million documents reviewed, 38 million financial transactions analyzed, and 10 million bank records reviewed. [read post]
29 Jun 2008, 12:54 am
View the article hereThe links are interesting, and some I am familiar with, but I do not agree with what this lady says. [read post]
24 Nov 2007, 7:11 am
Phone: (508) 526-4927 Falmouth ADDult Support Group Phone: (508) 548-6426 Lowell/Middlesex County Shirley Colby CH.A.D.D. of Northern Massachusetts/Southern New Hampshire Phone: (978) 957-0653 Worcester Patti Kaczynski CH.A.D.D. of Central Massachusetts (508) 755-0688 CHADD Greater Boston Phone: (617) 298-2917 Lynn Mary Ann Murray, B.A. [read post]
5 Oct 2007, 12:10 pm
Corrado, a campaign finance expert and professor of government at Colby College in Waterville Maine. [read post]