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15 Apr 2024, 6:48 am
.'” “Fifth Circuit Judge Don Willett, one of the judges presiding over the case, has disclosed owning stock in Citigroup Inc., which he said amounts to roughly $2,000 in his child’s education savings account. [read post]
12 Apr 2024, 11:27 am
Key Investment Services LLC (KIS) and KeyBanc Capital Markets Inc. agreed to pay a $10 million penalty. [read post]
12 Apr 2024, 8:15 am
Monex Asset Management Inc. [read post]
11 Apr 2024, 10:37 pm
The board reviews proposed stormwater management capital improvement projects and expenditures that are funded by stormwater management fees, the city said on its website. [read post]
7 Apr 2024, 9:05 pm
One might say that it is easier for business managers and investors to focus only on the primary objective of short-term and long-term profits. [read post]
3 Apr 2024, 9:03 pm
It is driving broker-dealers to allocate significant capital to their crypto custody businesses or to avoid the business altogether. [read post]
2 Apr 2024, 9:01 pm
Activision Blizzard, Inc., 2024 WL 863290 (Del. [read post]
29 Mar 2024, 6:30 am
How to Navigate Interoperability Across Sustainability Reporting Rules Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, March 28, 2024 Tags: Climate change, climate disclosures, corporate disclosure, GHG, Sustainability reporting [read post]
29 Mar 2024, 6:30 am
How to Navigate Interoperability Across Sustainability Reporting Rules Posted by Subodh Mishra, Institutional Shareholder Services Inc., on Thursday, March 28, 2024 Tags: Climate change, climate disclosures, corporate disclosure, GHG, Sustainability reporting [read post]
29 Mar 2024, 6:00 am
Ian Katz of Capital Alpha Partners says regulators are keeping a watchful eye on the expanding connections between banks and the alternative asset management sector. [read post]
29 Mar 2024, 4:00 am
It is being funded by Make America Great Again Inc., a super PAC that can raise unlimited amounts of money. [read post]
27 Mar 2024, 6:32 am
That’s why we started an asset manager — a company that helps people invest in the capital markets — because we believed participating in those markets was going to be crucial for people who wanted to retire comfortably and financially secure. [read post]
27 Mar 2024, 6:32 am
That’s why we started an asset manager — a company that helps people invest in the capital markets — because we believed participating in those markets was going to be crucial for people who wanted to retire comfortably and financially secure. [read post]
24 Mar 2024, 9:01 pm
Second, such prices provide valuable signals, helping capital flow to its most productive use, and thus promoting capital formation. [read post]
23 Mar 2024, 5:31 am
Zoom unveils compliance manager for regulatory risk management Zoom, the all-in-one intelligent collaboration platform, has announced the launch of the Zoom Compliance Manager. [read post]
22 Mar 2024, 4:00 am
Afflicted with a “culture of complacency[1],” the Ontario Superior Court has long struggled to timely advance cases to trial. [read post]
19 Mar 2024, 6:32 am
The Vanguard-advised funds Vanguard-advised funds are primarily index funds managed by Vanguard’s Equity Index Group; these funds track specific benchmark indexes constructed by independent third parties.[1] This structure means that managers of index funds do not make active decisions about where to allocate investors’ capital. [read post]
19 Mar 2024, 6:32 am
The Vanguard-advised funds Vanguard-advised funds are primarily index funds managed by Vanguard’s Equity Index Group; these funds track specific benchmark indexes constructed by independent third parties.[1] This structure means that managers of index funds do not make active decisions about where to allocate investors’ capital. [read post]
14 Mar 2024, 6:56 am
By Atreya Mathur In a world where creativity knows no bounds and the lines between art, inspiration and infringement blur, one art collective stands at the forefront of pushing these boundaries. [read post]
11 Mar 2024, 9:01 pm
Wal-Mart Stores, Inc., the court referred to the SEC staff’s no-action letter process on shareholder proposals as a “we-know-it-when-we-see-it” approach. [read post]
