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5 Feb 2009, 3:10 pm
No one from the Stock Show has yet addressed the e. coli outbreak. [read post]
17 Jun 2013, 7:30 am
The SEC and the Financial Industry Regulatory Authority (FINRA) issued a warning to investors about a sharp increase in e-mail linked to "pump-and-dump" stock schemes.The investor alert entitled Inbox Alert - Don't Trade on Pump-And-Dump Stock E-mails notes that the latest McAfee Threats Report confirms a steep rise in spam e-mail linked to bogus "pump-and-dump" stock schemes designed to trick unsuspecting investors. [read post]
5 Mar 2009, 10:19 am
The President on Tuesday told citizens of the world that stocks in the United States were a bargain. [read post]
4 Sep 2017, 6:00 am
Posted by Joseph E. [read post]
13 May 2024, 3:03 pm
” Continue reading › The post E*Trade’s Platform Was Down While “Meme Stock” Leader “Roaring Kitty” Woke Up appeared first on New York Securities Fraud Lawyers Blog. [read post]
10 Dec 2018, 6:02 am
Tull School of Accounting; and Guofu Zhou, Frederick Bierman and James E. [read post]
24 Dec 2008, 4:54 am
Amazon's failure to predict the demand for its e-book reader has created an opening for Sony, which is marketing a competitor, the Reader. [read post]
6 Jan 2020, 1:06 pm
Bloomberg News has released an article covering a lawsuit Silver Law Group has filed against E*trade on behalf of two clients who were allegedly charged high undisclosed interest rates on short sales for securities that E*trade calls “hard to borrow”. [read post]
10 Oct 2008, 7:39 pm
Subject: New Stock Market DefinitionsCEO: Chief Embezzlement Officer.CFO: Corporate Fraud Officer.BULL MARKET: A random market movement causing an investor to mistake himself for a financial genius.BEAR MARKET: A 6-to-18 month period when the kids get no allowance, the wife gets no jewelry, and the husband gets no sex.P/E RATIO: The percentage of investors wetting their pants as the market keeps crashing.BROKER: What my broker has made me.VALUE INVESTING: The art of buying low and… [read post]
22 Dec 2006, 5:54 am
Bear Stearns gave its chief executive, James E. [read post]
28 May 2007, 7:30 am
Hotmail has "received large volumes of unsolicited commercial e-mail messages" promoting stocks for such companies as Distributed Power, TGC Ventures, China Biolife Enterprises, and Irwin Resources, according to court documents filed during April and May in King County Superior Court in Seattle.Read the article: InfoWorld [read post]
15 Aug 2022, 5:18 am
Just over a year ago, the e-discovery company CS DISCO became one of just a handful of legal technology companies ever to go public, listing on the New York Stock Exchange. [read post]
29 Jun 2010, 4:38 pm
The Securities and Exchange Commission on Tuesday charged two Web-savvy advisers with fraud for pumping up penny stocks that they were also selling -- for at least $2.4 million in profit. [read post]
20 Jan 2012, 6:58 am
Pandit, the chief executive of Citigroup, has been awarded about $3.7 million in stock from the bank, Bloomberg News reports, citing regulatory filings. [read post]
9 Apr 2018, 7:18 am
§ 3231(e)(1), which defines “compensation” for purposes of the Railroad Retirement Tax Act. [read post]
13 Sep 2016, 12:12 pm
The Securities and Exchange Commission today announced that a self-proclaimed “stock trading whiz kid” and his stock newsletter company in Los Angeles have agreed to pay nearly $1.5 million to settle charges that they defrauded subscribers through false statements and misrepresentations.According to the SEC’s complaint, Manuel E. [read post]
28 Oct 2014, 12:14 pm
On October 9th the SEC brought a settled administrative action against E*Trade Securities and G1 Execution Services (formerly E*Trade Capital Markets) for their part in the unregistered sales of billions of shares of penny stocks between 2007 and 2011. [read post]
2 Nov 2018, 10:20 am
This week, the SEC filed charges against the Dallas, Texas based Greenview Investment Partners L.P. and its founder Michael E. [read post]
7 Sep 2010, 11:06 pm
Federal regulators are examining certain practices involving "quote stuffing," where large numbers of rapid-fire stock orders are placed and canceled almost immediately, the chairwoman of the Securities and Exchange Commission, Mary L. [read post]
30 Mar 2012, 12:52 pm
We watched a stock exchange trip over itself, found the irony in Warren Buffett's tax problem, read MF Global e-mails and braced for credit downgrades at big banks. [read post]
