Search for: "First Street Commodity Company"
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6 May 2011, 4:16 am
Furthermore, the Company does not purchase gold or other conflict minerals from any local mining companies and/or artisanal miners. [read post]
14 Jul 2010, 5:01 pm
This is landmark legislation that touches many aspects of banking and securities regulation, regulates the OTC derivatives markets for the first time and enhances the powers and resources of the SEC. [read post]
26 Feb 2009, 6:01 am
They are there to get the lowest price.Questions to ask after the RFP has hit the street:1) Is my/ our firms work a commodity? [read post]
14 Jan 2014, 3:14 pm
” The post Agencies Approve Interim Final Rule Authorizing Retention of Interests in and Sponsorship of CDOs appeared first on beSpacific. [read post]
26 Jul 2010, 1:54 pm
The bill also closes a loophole in the Sarbanes-Oxley Act, assuring coverage for whistleblowers employed by subsidiary companies. [read post]
25 Nov 2015, 9:35 am
You’re listening to Wall Street versus Main Street. [read post]
5 Nov 2015, 9:31 am
You’re listening to Wall Street versus Main Street. [read post]
20 Sep 2023, 12:21 pm
Yesterday (September 19), the Commodity Futures Trading Commission (CFTC) announced its award of $15 million to two whistleblowers. [read post]
4 Apr 2013, 6:48 pm
White, a former U.S. attorney in Manhattan, will be the first prosecutor to head the SEC, and her nomination signals the administration’s resolve to hold Wall Street accountable for any wrongdoings. [read post]
6 Jul 2015, 8:15 pm
Unicorn describes privately held US companies with values greater than $1B. [read post]
24 Jul 2016, 9:09 am
Structured Products like Market-Linked Notes often have substantial fees and/or commissions paid to affiliated companies for banking, underwriting, asset management, and ultimately broker commission. [read post]
24 Jan 2016, 9:14 am
As reported by the Wall Street Journal the drop in oil and energy prices and the industry downturn has made it difficult for many companies to refinance their debts. [read post]
11 Jul 2019, 5:45 am
“News may be a commodity, but in law firms, finding out news about a client first is everything. [read post]
14 Jan 2010, 5:29 pm
HR 4191, Let Wall Street Pay for the Restoration of Main Street Act, was introduced by Rep. [read post]
1 Aug 2022, 1:56 pm
Employees frequently decide to report the wrongdoing internally first. [read post]
20 Jan 2012, 8:53 am
On January 4, 2012, President Obama made a controversial recess appointment of Richard Cordray to act as the Bureau’s first director. [read post]
2 May 2016, 7:15 am
The Dodd-Frank Act added a provision involving misappropriation of inside information to the Commodity Exchange Act (CEA), and the CFTC brought its first enforcement action under this provision last year (In re Motazedi). [read post]
18 Jul 2011, 1:08 pm
Securities Act Section 36b-6(c)(1):* Foreign private advisers as defined in 1940-Act Sections 202(a)(3) , 203(b)(3) and corresponding 1940-Act rules.* Investment advisers registered with the Commodity Futures Trading Commission as commodity trading advisors that meet the exemption conditions of 1940-Act Section 203(b)(6), as well as the requirement (for "commodity trading advisors advising about private funds" defined in 1940-Act Section 202(a)(29)) that the… [read post]
13 Jan 2012, 8:42 am
In the 17 months since the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), implementation has progressed slowly. [read post]
17 Dec 2013, 9:42 am
Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
