Search for: "Gurbir Grewal"
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10 Feb 2020, 3:48 pm
Department of Justice filed suit against the State of New Jersey, New Jersey Governor Philip Murphy, and New Jersey Attorney General Gurbir Grewal. [read post]
30 Jul 2018, 12:38 pm
New Jersey Attorney General Gurbir Grewal sent a cease-and-desist letter on Thursday while Pennsylvania Attorney General Josh Shapiro obtained an emergency federal court hearing on Sunday. [read post]
16 May 2022, 4:10 am
In a speech at the Securities Enforcement Forum West 2022 Conference, SEC Enforcement Director Gurbir Grewal discussed the factors that can contribute to delays in SEC investigations, and he laid the blame on the tactics used by defense counsel, including Division of Enforcement alums. [read post]
18 Apr 2024, 4:05 am
SEC Enforcement Director Gurbir Grewal has now weighed in on how companies can use “proactive compliance” to avoid AI washing problems, in a speech at the Program on Corporate Compliance and Enforcement Spring Conference 2024. [read post]
23 Sep 2019, 7:25 am
Last week, New Jersey Attorney General Gurbir Grewal took the lead in pursing two actions against the U.S. [read post]
18 Apr 2024, 6:09 am
By John Filar AtwoodCrypto and SPACs are recent examples of where intense interest in an emerging technology or product increased investor risk, sometimes with disastrous results, and should put companies and investors on notice about AI, according to SEC Enforcement Director Gurbir Grewal. [read post]
6 May 2022, 2:02 pm
Grewal, Director, S... [read post]
22 Dec 2020, 4:57 am
New Jersey Attorney General Gurbir S. [read post]
21 Mar 2019, 7:42 am
On March 7, New Jersey Attorney General Gurbir S. [read post]
27 Jul 2021, 3:15 am
We’re 6 months in to the Biden regime – and even though Gurbir Grewal just officially joined the Commission as the Director of the Division of Enforcement yesterday, it’s been quite a year already. [read post]
9 Sep 2022, 6:31 am
I’d like to thank the Practising Law Institute for working with our agency on this program, and my colleagues Gurbir Grewal and William Birdthistle for co-chairing this event. [read post]
11 Aug 2021, 6:11 am
Under Chairman Gensler, we expect the SEC’s Division of Enforcement—led by Gurbir Grewal, who began work at the agency on July 26—to be better resourced, highly active and more aggressive. [read post]
25 Jul 2022, 5:00 am
By Suzanne CosgroveAppearing before the House Subcommittee on Investor Protection, Entrepreneurship and Capital Markets, SEC enforcement director Gurbir Grewal told legislators he aimed to restore the public’s trust in financial markets and “make clear that there is only one set of rules” while maintaining the SEC’s mission -- ensuring fair, orderly and efficient markets, and facilitating capital formation. [read post]
13 Mar 2019, 5:22 am
On October 28, 2018, Attorney General Gurbir S. [read post]
29 Jun 2023, 4:00 am
Last week at the Financial Times Cyber Resilience Summit, SEC Enforcement Director Gurbir Grewal spoke on the topic of the SEC’s approach to cybersecurity issues, while not weighing in on the pending rulemaking activity for public companies and regulated entities. [read post]
13 Mar 2024, 6:30 am
During the third year of Chair Gary Gensler’s and Director of Enforcement Gurbir Grewal’s leadership, several key enforcement priorities for the SEC impacted and will likely continue to impact businesses across a range of sectors for years to come. [read post]
12 Mar 2023, 6:30 am
During Chair Gary Gensler’s and Director of Enforcement Gurbir Grewal’s second year of leadership, several key enforcement priorities came into focus that will impact businesses across sectors. [read post]
13 Mar 2024, 6:30 am
During the third year of Chair Gary Gensler’s and Director of Enforcement Gurbir Grewal’s leadership, several key enforcement priorities for the SEC impacted and will likely continue to impact businesses across a range of sectors for years to come. [read post]
3 Oct 2019, 3:30 am
Following a thorough investigation, New Jersey Attorney Gurbir S. [read post]
12 Mar 2023, 6:30 am
During Chair Gary Gensler’s and Director of Enforcement Gurbir Grewal’s second year of leadership, several key enforcement priorities came into focus that will impact businesses across sectors. [read post]
