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7 Nov 2019, 7:08 am by John Jascob
By John Filar AtwoodThe Division of Corporation Finance is already receiving no-action requests for the 2020 proxy season, so the new approach to responding to those inquiries is underway, according to Shelley Parratt, a deputy director in the division. [read post]
12 Feb 2019, 6:05 am by John Jascob
Peirce reaffirmed remarks of Division of Corporation Finance Director Bill Hinman likening security tokens to the orange groves in Howey, saying that when they are not sold as investment contracts, tokens are not securities at all. [read post]
William Hinman, SEC Director of the Division of Corporation Finance, on the other hand, did address such a question. [read post]
25 Nov 2019, 7:01 am by John Jascob
By John Filar AtwoodThe Division of Corporation Finance officially began its new Rule 14a-8 shareholder proposal response procedure yesterday with replies to no-action requests from Oshkosh Corp. and QUALCOMM Inc. [read post]
15 Jul 2019, 7:27 am by John Jascob
YouNow and its subsidiary The Props Foundation Public Benefit Corporation (Props PBC) are a Delaware corporation and Delaware public benefit corporation, respectively. [read post]
27 Sep 2017, 8:21 am by Robert B. Lamm
(Hats off to Randi Morrison of the Society for Corporate Governance for bringing this to our attention.) [read post]
27 Sep 2017, 8:21 am by Robert B. Lamm
(Hats off to Randi Morrison of the Society for Corporate Governance for bringing this to our attention.) [read post]
30 Aug 2018, 8:29 am
I would like to speak for about 25 minutes about key capital formation initiatives at the SEC. [1] After my remarks, I will be joined by Bill Hinman, the Director of the SEC’s Division of Corporation Finance, for a fireside chat that will be moderated by [Tennessee] Governor Bill Haslam. [read post]
4 Apr 2019, 2:00 am by John Jenkins
Also, the Division of Corporation Finance is issuing a response to a no-action request, indicating that the Division will not recommend enforcement action to the Commission if the digital asset described in the request is offered or sold without registration under the U.S. federal securities laws. [read post]
31 May 2017, 8:55 am by Scott H. Kimpel
He has begun assembling his front office staff, and wasted no time in appointing William Hinman as director of the Division of Corporation Finance and Robert Stebbins as general counsel. [read post]
16 Jun 2022, 6:00 am by Geoff Schweller
Hinman, Director of the Internal Revenue Service (IRS) Whistleblower Office, expressing concern about the state of the IRS Whistleblower Program. [read post]
26 Feb 2019, 9:25 am by John Jascob
By John Filar Atwood In a letter signed by Division of Corporation Finance Director William Hinman, the staff of the SEC declined to reconsider its position that Johnson & Johnson may omit from the proxy materials for its upcoming annual meeting a proposal asking the company to adopt a mandatory arbitration bylaw provision for disputes between the company and its shareholders. [read post]
8 Sep 2022, 6:12 am by Dan Bressler
” “Empower’s records requests focused on three former SEC officials – chairman Jay Clayton, corporate finance head William Hinman and acting enforcement leader Marc Berger – and decisions they made with respect to certain cryptocurrencies. [read post]
21 Sep 2017, 1:25 pm by Mark Astarita
  Bill Hinman, Director of the Division of Corporation Finance noted, “This additional staff guidance, which includes examples illustrating how reasonable estimates and statistical methodologies may be used, is intended to assist companies with their compliance efforts and reduce the costs associated with preparing disclosures. [read post]
21 May 2020, 12:55 pm by Scott H. Kimpel and Chelsea Lomprey
The Division of Corporation Finance has issued several comment letters highlighting certain issues with coronavirus-related disclosures. [read post]
24 Apr 2019, 7:26 am by Unknown
  Opening Remarks by Valerie Szczepanik, Head, FinHubRemarks by William Hinman, Director, Division of Corporation FinancePanel 1: Capital Formation ConsiderationsModerator: Jonathan Ingram, Chief Legal Advisor, FinHub, Division of Corporation FinancePanelists:Paul Brody – Ernst & YoungJoshua Ashley Klayman – Klayman LLCAaron Wright – Cardozo Law SchoolRemarks by Brett Redfearn, Director, Division of Trading and MarketsPanel… [read post]
17 Mar 2019, 2:41 pm by Kevin LaCroix
On March 15, 2019, William Hinman, the Director of the SEC’s Division of Corporate Finance, speaking at a securities regulation conference in London, offered a more detailed overview of the kind of disclosures he believes companies should be providing their shareholders about Brexit. [read post]
18 Sep 2017, 3:43 am by Broc Romanek
On Friday, at the ABA Annual Meeting, Corp Fin Director Bill Hinman said that the SEC won’t be delaying the implementation of pay ratio (as always, speaking for himself & not the Commission). [read post]