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23 May 2024, 1:59 pm by admin
On April 19, 2024, Thrivent reportedly filed an amended Form U5 disclosing that Kieper had been charged with felony theft and misconduct in connection with events that occurred while Kieper was associated with Thrivent. [read post]
23 May 2024, 6:40 am by David Klein
A few months later, the Commission resolved its first major fantasy sports law enforcement action, entering into a $15m settlement agreement with SidePrize LLC d/b/a Prize Picks (“PrizePicks”) for allegedly violating the new Rule. [read post]
22 May 2024, 8:30 am by jeffreynewmanadmin
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
21 May 2024, 1:29 pm by Everspark Developer
Liquidated damages clauses are intended to provide certainty and predictability in the event of a breach. [read post]
21 May 2024, 7:05 am by Matthew Reisig
Reisig Criminal Defense & DWI Law, LLC has helped more than 1,300 New Jersey drivers avoid conviction on DWI and related charges. [read post]
21 May 2024, 3:30 am
" In re Financial Success Media, LLC, Serial No. 97087569 (May 10, 2024) [not precedential] (Opinion by Judge Cheryl S. [read post]
17 May 2024, 12:07 pm by Yosi Yahoudai
Madris Kinard, a former FDA manager who founded Device Events, which analyzes FDA data, said it defies belief that Johns Dental never received a complaint worthy of relaying to the FDA. [read post]
17 May 2024, 2:56 am by Andrew Lavoott Bluestone
“In this legal malpractice action, plaintiff, an attorney acting pro se, alleges that defendants Bellinson Law, LLC, and Robert J. [read post]
13 May 2024, 12:09 pm by Kevin LaCroix
Background Origis USA LLC is a defendant in an underlying federal court liability suit relating to a corporate transaction. [read post]
13 May 2024, 11:31 am by Petrelli Previtera, LLC
In many cases, a child’s other parent will take over guardianship in the event of your death. [read post]
13 May 2024, 4:50 am by Franklin C. McRoberts
But corporations and LLCs have no such impediment, ranging in size from just one owner to hundreds. [read post]
10 May 2024, 2:06 pm by admin
SoFi voluntarily reported the unauthorized fund transfers to FINRA, highlighting events spanning from 2018 to 2019. [read post]