Search for: "In The Matter Of: J.D.A"
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15 Jun 2022, 5:08 am
Plus, as a procedural matter, the "truth-on-the-market" defense is generally inappropriate for dismissal on the pleadings because of its fact-specific nature.Falsity alleged. [read post]
2 Jun 2017, 7:48 am
Nelson, J.D.A shareholder suit alleging defects in Charter Communications, Inc. [read post]
22 Nov 2021, 6:50 am
By Lene Powell, J.D.A new report by Institutional Shareholder Services (ISS) finds an accelerating upward trend in the number of U.S. companies using environmental and social (E&S) metrics in executive compensation programs. [read post]
7 Sep 2016, 7:00 am
Because the Shreveport Police Department could not show that the chronic condition inquiry in its sick-leave policy was no broader or more intrusive than necessary, it failed to establish as a matter of law that any justifications it offered for the inquiry qualified as a business necessity, a federal court in Louisiana ruled, denying summary judgment against the Rehab Act claims of SPD officers. [read post]
7 Apr 2023, 7:02 am
Nelson, J.D.A whistleblower award claimant has asked the Supreme Court to review a Second Circuit decision that upheld the SEC’s denial of a whistleblower award to the petitioner. [read post]
19 Oct 2021, 6:54 am
Tonkovic, J.D.A petition for certiorari asks the Supreme Court to address whether the Ninth Circuit erred in adopting a narrow interpretation of the SLUSA's "in connection with" prong. [read post]
15 Mar 2022, 10:35 am
By Lene Powell, J.D.A new analysis of FINRA disciplinary actions by Eversheds Sutherland shows a 60 percent increase in overall fines by FINRA in 2021, largely driven by a record-setting $57 million fine for Robinhood Financial. [read post]
1 Mar 2023, 5:07 am
By Lene Powell, J.D.A small crypto-focused law firm is fighting to keep its lawsuit alive demanding that the SEC take a public stand on the Ethereum crypto network and Ether token. [read post]
19 Dec 2023, 6:12 am
As of June 2023, the Third Circuit, having heard from the SEC that agency staff would submit a recommendation to the Commission within a 120 day period, held off issuing the writ of mandamus, but the court did retain jurisdiction over the matter. [read post]
1 Feb 2019, 7:19 am
Clients can expect long delays when dealing with government agencies, even on routine matters, he noted. [read post]
24 Jan 2018, 5:00 am
But there is tension with 10b-5, which only requires registrants to disclose “material” information.As a practical matter, Buckholz said the tension between the two thresholds frankly doesn’t make that much difference to him in deciding what to disclose, from the perspective of a transactional lawyer. [read post]
16 May 2023, 8:21 am
Nelson, J.D.A group of 17 state attorneys general filed a motion to intervene in a proceeding before the Federal Energy Regulatory Commission (FERC) involving BlackRock, Inc. [read post]
10 Apr 2023, 8:56 am
Said the rulemaking petition: “As a practical matter, a period that short would significantly constrain the number of investors with standing under Section 11. [read post]
18 Nov 2020, 5:00 am
Levy expects the pendulum to swing back to larger scale matters. [read post]
