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28 Apr 2024, 8:35 am
In 2020, the FCC approved Cumulus’ petition to exceed the 25% limit on foreign investment set out in Section 310(b)(4) of the Communications Act – provided that Cumulus would in the future request specific approval for any new foreign investor proposing to hold more than a 5% voting or equity interest. [read post]
25 Apr 2024, 11:28 pm
The claimant’s case was that the DC Fund assets remaining with the defendant were held on trust by the defendant for the claimant and other investors in the DC Fund and were not subject to the BVI liquidation proceedings. [read post]
25 Apr 2024, 9:30 pm
Solicitor General Elizabeth B. [read post]
25 Apr 2024, 9:01 pm
District Court for the Northern District of California for insider trading in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. [read post]
25 Apr 2024, 1:28 pm
Moab argued that Macquarie’s disclosures were false and misleading because they concealed from investors that its largest product, No. 6 fuel oil, had effectively been banned due to the change in maritime regulations. [read post]
23 Apr 2024, 7:50 am
And distributed generation companies have a crucial role to play in decarbonizing the energy system… but they remain, like investor-owned utilities, private companies structurally driven to pursue a profit motive. [read post]
22 Apr 2024, 10:00 pm
Environmental, social, and governance (ESG) remains an area of intense focus for private fund sponsors, private fund investors, and government regulators. [read post]
22 Apr 2024, 1:11 pm
Thus, generally speaking, it is difficult for investor plaintiffs to establish primary liability against a private equity firm and its sponsored funds under Sections 11 or 12 of the Securities Act in connection with a portfolio company’s IPO. [read post]
22 Apr 2024, 11:39 am
(CRD#:5685), NEWARK, NJ, B, 08/15/2011 – 05/12/2023, NYLIFE SECURITIES LLC (CRD#:5167), SAN FRANCISCO, CAB, 07/10/2009 – 11/30/2010, NEW ENGLAND SECURITIES (CRD#:615), FOSTER CITY, CA The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
22 Apr 2024, 1:35 am
Depending on your goals, the right business structure can help you reduce administrative burden, facilitate company growth, or shield you from personal liability — as well as have major tax benefits. [read post]
20 Apr 2024, 6:37 pm
-China Economic and Security Review Commission“China and the Middle East”Testimony by:Jon B. [read post]
19 Apr 2024, 7:15 pm
The post Stoltmann Law Offices Files Case Against B. [read post]
19 Apr 2024, 1:23 pm
According to FINRA Disciplinary actions for March 2024, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Timothy Breslin B. [read post]
19 Apr 2024, 9:27 am
” Chairman Gensler went on to advise investors to remain cautious about the risks associated with Bitcoin and any other products tied to crypto. [read post]
18 Apr 2024, 11:21 am
Private equity groups are defined to include any “investor or group of investors who engage in the raising or returning of capital and who invests, develops, or disposes of specified assets,” while hedge funds include any pool of funds managed by investors, including private limited partnerships, to earn investment returns. [read post]
18 Apr 2024, 7:20 am
Amending the supplemental financial assurance requirements for leases to replace the existing criteria used by BOEM to evaluate if additional assurance beyond base level amounts will be required to two new criteria: (a) investment grade issuer or proxy credit rating; or (b) 3:1 ratio of proved oil and gas reserves value to decommissioning costs to produce those reserves. [read post]
17 Apr 2024, 9:01 pm
” The petition warned that the Second Circuit’s expansive approach would incentivize over-disclosure to the detriment of issuers and investors. [read post]
17 Apr 2024, 6:29 am
., the Supreme Court clarified that private securities fraud actions may not use “pure omissions” as the basis for certain securities fraud claims without a misleading statement.The decision narrows potential liability for private securities fraud claims under Exchange Act Rule 10b-5(b) or Item 303 of Regulation S-K.While consumer advocates argued that limiting claims in this way will keep important information from investors, business groups said that allowing… [read post]
17 Apr 2024, 1:05 am
The complaint purports to be filed on behalf of investors who purchased the company’s securities between February 18, 2022, and April 1, 2024. [read post]
