Search for: "Jefferies, LLC"
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5 Apr 2018, 7:55 pm
Portfolio No. 14, LLC, 441 S.W.3d 764, 777-78 (Tex. [read post]
17 Jan 2018, 8:00 am
The King Law Reporter will be available on Fastcase.com for free through February 2018. [read post]
19 Jun 2017, 7:07 am
Nevertheless, in its amicus brief filed on June 16, Acting Solicitor General Jeffery B. [read post]
15 Jun 2017, 7:49 am
(CRD #1833707) Bradenton, Florida
(March 13, 2017) FINRA Case #2016049321701 Watson was discharged from The Jeffery Matthews Financial Group LLC in December 2015 and from Firstrust LLC in January 2015. [read post]
30 May 2017, 6:55 am
Frawley argued that Webb and Beversdorf were persons associated with a FINRA member, Jefferies, even though they had ceased working for Jefferies. [read post]
10 May 2017, 10:19 pm
Speakers on the keynote panel at the 2017 Food Safety Summit were, from left, moderator Dane Bernard of Bold Bear Food Safety; Kathy Gombas formerly of FDA; Dave Gombas formerly of United Fresh Produce Association; Craig Wilson of Costco Wholesale Corporation; Jeffery Steger of the Department of Justice; and Shawn Stevens of Food Industry Counsel LLC. [read post]
3 May 2017, 8:52 am
PR Restaurants, LLC, 21 Mass. [read post]
21 Feb 2017, 1:35 pm
Rosen, Sapperstein & Friedlander LLC, a business consulting and accounting firm, promoted Jeffery Rosen, CPA, CGMA, MBA and David S. [read post]
3 Jan 2017, 10:09 am
A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former Jefferies Group LLC bond trader goes back on trial Wednesday in New Haven, Conn, according to The Wall Street Journal on January 3. [read post]
18 Oct 2016, 3:53 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
29 Mar 2016, 1:01 pm
According to the declaration of Southcross’s restructuring advisor, Jeffery J. [read post]
15 Dec 2015, 3:15 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
18 Oct 2015, 6:43 am
Thereafter, from Apirl 2012 until July 2015, Jeffery was a registered representative of JHS Capital Advisors, LLC. [read post]
2 Oct 2015, 3:32 pm
"When you look through all the details of the data, there just isn't anything good to hang your hat on," said Thomas Simons, a money-market economist at Jefferies LLC in New York. [read post]
7 Jun 2015, 5:46 am
According to the complaint in each offering the investors purchased securities issued in 2013, by Veros Farm Loan Holding LLC (VFLH) and in 2014, by FarmGrowCap LLC (FarmGrowCap). [read post]
5 Jun 2015, 9:36 am
Gormully & Jeffery Mfg. [read post]
2 Jun 2015, 9:02 am
They temporarily are barred from engaging with investors, and Veros Partners is prohibited from working with any investors in private securities offerings.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
8 May 2015, 2:29 pm
Habb, Jeffery B. [read post]
17 Apr 2015, 9:59 am
According to the indictment and documents filed in court, between 2005 and 2007, Gardner and Voigt solicited and raised funds from private investors in connection with Gardner’s business entity, Hennessey Financial, LLC. [read post]
