Search for: "Joel Beck"
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1 Apr 2011, 8:25 am
Among the interesting points she brings up is whether there would be a need for Dodd-Frank style clawback provisions if convictions are overturned. 5) Financial Social Media: How Can Broker-Dealers Manage Social Media Compliance – In this guest post, Joel Beck of the BD Law Blog, discusses the need for a well-developed compliance plan when broker-dealers allow the use of social media channels for business purposes. [read post]
1 Feb 2011, 4:26 am
"Help, Glenn Beck Stole My Parents! [read post]
6 Jan 2011, 11:58 am
Joel Beck, the author of BDLawBlog, is a securities attorney with offices in Snellville, Georgia (metro Atlanta area). [read post]
25 Oct 2010, 11:17 am
Joel Beck, the author of BDLawBlog, is a securities attorney with offices in Snellville, Georgia (metro Atlanta area). [read post]
16 Oct 2010, 5:07 am
Joel Beck, the author of BDLawBlog, is a securities attorney with offices in Snellville, Georgia (metro Atlanta area). [read post]
29 Sep 2010, 10:53 am
Joel Beck, a Metro Atlanta Securities Attorney, is now on twitter. [read post]
23 Aug 2010, 5:00 am
Clemens from the Washington Post McGwire mum on steroids in hearing on CNN.com Here’s some free advice: Don’t Lie to Investigators by Joel Beck of BD Law Blog Image of Roger Clemens is by Keith Allison [read post]
9 Jul 2010, 1:37 pm
Joel Tenenbaum (Case No. [read post]
20 Apr 2010, 6:36 am
Also, be sure to get a FREE download of attorney Joel Beck's e-book, "A Stockbroker's Guide to Regulatory Investigations" to help you understand the regulatory investigation and enforcement processes whether you are dealing with FINRA, the SEC or a state securities regulator. [read post]
11 Mar 2010, 10:18 am
96, or 48%, of the 2009 AmLaw 200 law firms are now blogging. [read post]
11 Mar 2010, 10:18 am
96, or 48%, of the 2009 AmLaw 200 law firms are now blogging. [read post]
16 Feb 2010, 12:23 pm
Firms that need a speaker for their annual compliance meeting or other broker meetings, can contact Joel Beck of The Beck Law Firm, LLC. [read post]
7 Dec 2009, 11:59 am
New Massachusetts companies. [read post]
5 Dec 2009, 3:50 pm
Thanks, I think, to Sara at Preaching to the Choir for pointing me to this story. ___________ UPDATE/CORRECTION Joel Rosenberg wisely (which is pretty much a given) points out that I've maligned Glenn Beck. [read post]
18 Nov 2009, 5:37 am
The Bar will also review its lawyer advertising rules regarding Web sites maintained by lawyers and recommend changes to the Florida Supreme Court.Public Citizen attorney Greg Beck, who represented Joel Rothman, states correctly that “this settlement is a victory for the free speech rights of attorneys and makes it far easier for consumers to make a decision on legal representation. [read post]
30 Jul 2009, 4:02 pm
MIKE WIDENERRare Book Librarian (L-R) Karen Beck (Boston College Law Library), Katherine Hedin (University of Minnesota Law Library), Jennie Meade (George Washington University Law Library), Mike Widener (Yale Law Library), Benjamin Yousey-Hindes (Stanford University), and Joel Fishman (Duquesne University Law Library). [read post]
24 Jun 2009, 11:16 am
Tomorrow, June 25, 2009, Joel Beck of The Beck Law Firm, LLC will be a presenter for West Legal Works program on SEC Rule 151A, along with Marc Dobin, Esq. and Linas Sudzius, Esq. [read post]
4 Jun 2009, 10:16 am
By Justin Silverman Personal injury lawyers Michael Stratton and Joel Faxon are like many of us Googling our names in search of news or praise. [read post]
28 Mar 2009, 10:00 am
Here are a few stories and items that caught my eye this week, but I have not had time to build-out to a full post: SEC Speaks on Compliance Issues to Investment Advisers by Joel Beck of BD Law Blog Lori Richards, the Director of the SEC’s Office of Compliance Inspections and Examinations (OCIE) spoke on issues that the examiner staff will be reviewing. [read post]
16 Feb 2009, 11:19 am
And, be sure to contact Joel Beck at The Beck Law Firm if you need a speaker for your annual compliance meeting to discuss current legal and compliance news, disciplinary actions and tips to avoid complaints and arbitrations. [read post]
